CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TCF
1551
DELISTED
TCF Financial Corporation Common Stock
TCF
$0 ﹤0.01%
35
– –
GNCA
1552
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-375
Closed –
MFGP
1553
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
– –
-10
Closed –
ICON
1554
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-1
Closed –
CRC
1555
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
14
-286
-95% –
WLL
1556
DELISTED
Whiting Petroleum Corporation
WLL
$0 ﹤0.01%
+1
New –
REGI
1557
DELISTED
Renewable Energy Group, Inc.
REGI
$0 ﹤0.01%
3
– –
STFC
1558
DELISTED
State Auto Financial Corp
STFC
$0 ﹤0.01%
10
– –
UFS
1559
DELISTED
DOMTAR CORPORATION (New)
UFS
$0 ﹤0.01%
1
– –
HUBB icon
1560
Hubbell
HUBB
$23.2B
$0 ﹤0.01%
6
– –
HUSV icon
1561
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$97.4M
– –
-834
Closed -$23K
HXL icon
1562
Hexcel
HXL
$5.16B
$0 ﹤0.01%
18
– –
IAG icon
1563
IAMGOLD
IAG
$5.7B
– –
-2,500
Closed -$9K
IDA icon
1564
Idacorp
IDA
$6.77B
$0 ﹤0.01%
1
– –
IEX icon
1565
IDEX
IEX
$12.4B
$0 ﹤0.01%
6
– –
IGLB icon
1566
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.52B
$0 ﹤0.01%
9
– –
ILMN icon
1567
Illumina
ILMN
$15.7B
– –
-604
Closed -$195K
IMNN icon
1568
Imunon
IMNN
$14.5M
– –
0
– –
IYM icon
1569
iShares US Basic Materials ETF
IYM
$565M
– –
0
– –
JBHT icon
1570
JB Hunt Transport Services
JBHT
$13.9B
– –
-43
Closed -$5K
JD icon
1571
JD.com
JD
$44.6B
– –
-1,032
Closed -$36K
JHMM icon
1572
John Hancock Multifactor Mid Cap ETF
JHMM
$4.35B
– –
-18,610
Closed -$728K
JPEM icon
1573
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$339M
$0 ﹤0.01%
15
– –
KAR icon
1574
Openlane
KAR
$3.09B
$0 ﹤0.01%
28
– –
KBWB icon
1575
Invesco KBW Bank ETF
KBWB
$4.87B
– –
-2,777
Closed -$161K
61 62
63
64 65