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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBHT icon
1551
JB Hunt Transport Services
JBHT
$24.9B
– –
-43
Closed -$5K
JD icon
1552
JD.com
JD
$43.1B
– –
-1,032
Closed -$36K
JHMM icon
1553
John Hancock Multifactor Mid Cap ETF
JHMM
$6.13B
– –
-18,610
Closed -$728K
JPEM icon
1554
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$392M
$0 ﹤0.01%
15
– –
OPLN
1555
Openlane
OPLN
$4.48B
$0 ﹤0.01%
28
– –
KBWB icon
1556
Invesco KBW Bank ETF
KBWB
$6.77B
– –
-2,777
Closed -$161K
KEQU icon
1557
Kewaunee Scientific
KEQU
$104M
– –
-4,800
Closed -$64K
KIE icon
1558
State Street SPDR S&P Insurance ETF
KIE
$678M
$0 ﹤0.01%
21
– –
KOP icon
1559
Koppers
KOP
$870M
– –
-301
Closed -$7.73K
KR icon
1560
Kroger
KR
$34.5B
– –
-700
Closed -$20K
CPTL
1561
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
– –
-117
Closed -$2K
LADR
1562
Ladder Capital
LADR
$1.26B
– –
-588
Closed -$10K
LEG icon
1563
Leggett & Platt
LEG
$1.3B
$0 ﹤0.01%
3
-71
-96% -$2.96K
LGI
1564
Lazard Global Total Return & Income Fund
LGI
$240M
– –
-407
Closed -$6K
LILA icon
1565
Liberty Latin America Class A
LILA
$1.68B
$0 ﹤0.01%
12
-13
-52% -$131
LILAK icon
1566
Liberty Latin America Class C
LILAK
$1.66B
$0 ﹤0.01%
30
-31
-51% -$418
LPSN icon
1567
LivePerson
LPSN
$33.6M
– –
-64
Closed -$35K
LSCC icon
1568
Lattice Semiconductor
LSCC
$17.9B
– –
-1,955
Closed -$37K
LYG icon
1569
Lloyds Banking Group
LYG
$88.5B
$0 ﹤0.01%
562
-10,455
-95% -$26.9K
LYTS icon
1570
LSI Industries
LYTS
$907M
$0 ﹤0.01%
226
-114
-34% -$654
LYV icon
1571
Live Nation Entertainment
LYV
$42.7B
$0 ﹤0.01%
16
– –
MAN icon
1572
ManpowerGroup
MAN
$2.62B
– –
-50
Closed -$4K
MBIN icon
1573
Merchants Bancorp
MBIN
$2.5B
$0 ﹤0.01%
3
– –
MDIV icon
1574
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
– –
-460
Closed -$8K
MDU icon
1575
MDU Resources
MDU
$4.31B
$0 ﹤0.01%
11
– –
61 62
63
64 65

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.