We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOCS
1551
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-8,300
Closed -$215K
NOVN
1552
DELISTED
Novan, Inc. Common Stock
NOVN
$0 ﹤0.01%
100
– –
CS
1553
DELISTED
Credit Suisse Group
CS
$0 ﹤0.01%
+1
New +$12
UMPQ
1554
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-380
Closed -$6K
VIVO
1555
DELISTED
Meridian Bioscience Inc
VIVO
$0 ﹤0.01%
+3
New +$50
CLR
1556
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$0 ﹤0.01%
+2
New +$89
LFC
1557
DELISTED
China Life Insurance Company Ltd.
LFC
$0 ﹤0.01%
+2
New +$25
MGP
1558
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-20
Closed –
SC
1559
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-67
Closed -$1K
COR
1560
DELISTED
Coresite Realty Corporation
COR
– –
-31
Closed -$2K
KSU
1561
DELISTED
Kansas City Southern
KSU
– –
-11
Closed -$1K
SQBG
1562
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
ALXN
1563
DELISTED
Alexion Pharmaceuticals
ALXN
$0 ﹤0.01%
+5
New +$622
PRSP
1564
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
16
-2
-11% -$40
ZAGG
1565
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
+3
New +$33
CXO
1566
DELISTED
CONCHO RESOURCES INC.
CXO
$0 ﹤0.01%
+4
New +$452
FIT
1567
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-1,000
Closed -$5K
AIG.WS
1568
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
48
– –
HDS
1569
DELISTED
HD Supply Holdings, Inc.
HDS
$0 ﹤0.01%
3
-17
-85% -$708
NBL
1570
DELISTED
Noble Energy, Inc.
NBL
– –
-40
Closed –
DLPH
1571
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$0 ﹤0.01%
25
– –
LOGM
1572
DELISTED
LogMein, Inc.
LOGM
$0 ﹤0.01%
12
– –
LM
1573
DELISTED
Legg Mason, Inc.
LM
$0 ﹤0.01%
+1
New +$29
CHK.PRD
1574
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
– –
-37
Closed -$1K
EQM
1575
DELISTED
EQM Midstream Partners, LP
EQM
$0 ﹤0.01%
5
– –
61 62
63
64 65

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.