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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSLV icon
1526
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$2K ﹤0.01%
63
– –
CMBT
1527
CMB.TECH NV
CMBT
$4.67B
$2K ﹤0.01%
315
– –
ATSG
1528
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
DM
1529
DELISTED
Desktop Metal, Inc.
DM
$2K ﹤0.01%
+18
New +$3.96K
HYB
1530
DELISTED
New America High Income Fund, Inc.
HYB
$2K ﹤0.01%
240
– –
THCX
1531
DELISTED
AXS Cannabis ETF
THCX
$2K ﹤0.01%
12
-38
-76% -$7.45K
PACW
1532
DELISTED
PacWest Bancorp
PACW
$2K ﹤0.01%
69
– –
KLDO
1533
DELISTED
Kaleido Biosciences, Inc. Common Stock
KLDO
$2K ﹤0.01%
+339
New +$3.69K
NAV
1534
DELISTED
Navistar International
NAV
$2K ﹤0.01%
65
– –
GRA
1535
DELISTED
W.R. Grace & Co.
GRA
$2K ﹤0.01%
+40
New +$2.39K
AAON icon
1536
Aaon
AAON
$7.06B
$1K ﹤0.01%
35
– –
ACCO icon
1537
Acco Brands
ACCO
$403M
$1K ﹤0.01%
159
– –
ADNT icon
1538
Adient
ADNT
$1.48B
$1K ﹤0.01%
28
– –
AGNC icon
1539
AGNC Investment
AGNC
$12.8B
$1K ﹤0.01%
110
– –
AMC icon
1540
AMC Entertainment Holdings
AMC
$2.18B
$1K ﹤0.01%
+10
New +$765
APAM icon
1541
Artisan Partners
APAM
$3.05B
$1K ﹤0.01%
25
– –
ARE icon
1542
Alexandria Real Estate Equities
ARE
$8.37B
$1K ﹤0.01%
+11
New +$1.83K
BATRK icon
1543
Atlanta Braves Holdings Series B
BATRK
$3.26B
$1K ﹤0.01%
38
– –
BGC icon
1544
BGC Group
BGC
$4.83B
$1K ﹤0.01%
369
– –
BOE icon
1545
BlackRock Enhanced Global Dividend Trust
BOE
$693M
$1K ﹤0.01%
149
– –
BOKF icon
1546
BOK Financial
BOKF
$8.73B
$1K ﹤0.01%
12
– –
CBOE icon
1547
Cboe Global Markets
CBOE
$29.6B
$1K ﹤0.01%
+15
New +$1.47K
CC icon
1548
Chemours
CC
$2.21B
$1K ﹤0.01%
42
– –
CFR icon
1549
Cullen/Frost Bankers
CFR
$10.3B
$1K ﹤0.01%
15
– –
CNNE icon
1550
Cannae Holdings
CNNE
$656M
$1K ﹤0.01%
48
+13
+37% +$525
60 61
62
63 64

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.