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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FULT icon
1526
Fulton Financial
FULT
$4.65B
– –
-3,166
Closed -$55K
FXI icon
1527
iShares China Large-Cap ETF
FXI
$4.25B
– –
-69
Closed -$3K
GEN icon
1528
Gen Digital
GEN
$17.4B
$0 ﹤0.01%
2
– –
GGN
1529
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$836M
– –
-391
Closed -$1K
GNR icon
1530
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.95B
– –
-1,028
Closed -$47K
GSST icon
1531
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
– –
-19,805
Closed -$1M
GTX icon
1532
Garrett Motion
GTX
$5.43B
$0 ﹤0.01%
163
-8
-5% -$58
HACK icon
1533
Amplify Cybersecurity ETF
HACK
$3B
– –
-181
Closed -$7K
HBAN icon
1534
Huntington Bancshares
HBAN
$35.9B
$0 ﹤0.01%
41
-99
-71% -$1.22K
HEFA icon
1535
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
– –
-3,510
Closed -$107K
HLF icon
1536
Herbalife
HLF
$1.23B
$0 ﹤0.01%
2
– –
HNI icon
1537
HNI Corp
HNI
$3.57B
$0 ﹤0.01%
12
– –
HOUS
1538
DELISTED
Anywhere Real Estate
HOUS
– –
-684
Closed -$6K
HPP
1539
Hudson Pacific Properties
HPP
$724M
$0 ﹤0.01%
5
– –
HRTG icon
1540
Heritage Insurance Holdings
HRTG
$957M
$0 ﹤0.01%
2
– –
HTLD icon
1541
Heartland Express
HTLD
$914M
– –
-212
Closed -$4K
HUBB icon
1542
Hubbell
HUBB
$27.5B
$0 ﹤0.01%
6
– –
HUSV icon
1543
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.6M
– –
-834
Closed -$23K
HXL icon
1544
Hexcel
HXL
$7.6B
$0 ﹤0.01%
18
– –
IAG icon
1545
IAMGOLD
IAG
$10.4B
– –
-2,500
Closed -$9K
IDA icon
1546
Idacorp
IDA
$8.11B
$0 ﹤0.01%
1
– –
IEX icon
1547
IDEX
IEX
$17.5B
$0 ﹤0.01%
6
– –
IGLB icon
1548
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$0 ﹤0.01%
9
– –
ILMN icon
1549
Illumina
ILMN
$29.1B
– –
-604
Closed -$195K
IMNN icon
1550
Imunon
IMNN
$6.77M
– –
0
– –
60 61
62
63 64

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.