CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZAGG
1526
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
3
– –
AIG.WS
1527
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
45
– –
PE
1528
DELISTED
PARSLEY ENERGY INC
PE
$0 ﹤0.01%
65
– –
TIF
1529
DELISTED
Tiffany & Co.
TIF
$0 ﹤0.01%
1
– –
GPOR
1530
DELISTED
Gulfport Energy Corp.
GPOR
$0 ﹤0.01%
315
– –
MNK
1531
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
7
– –
AMTD
1532
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-3,592
Closed -$178K
ETFC
1533
DELISTED
E*Trade Financial Corporation
ETFC
– –
-398
Closed -$18K
LOGM
1534
DELISTED
LogMein, Inc.
LOGM
– –
-12
Closed -$1K
DZSI
1535
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
4
– –
VAL
1536
DELISTED
Valaris plc Class A Ordinary Share
VAL
$0 ﹤0.01%
240
– –
DNR
1537
DELISTED
Denbury Resources, Inc.
DNR
$0 ﹤0.01%
+1,300
New –
TECD
1538
DELISTED
Tech Data Corp
TECD
– –
-288
Closed -$41K
CHK
1539
DELISTED
Chesapeake Energy Corporation
CHK
– –
-5
Closed –
SRF
1540
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$0 ﹤0.01%
140
– –
DLBR
1541
DELISTED
VelocityShares Short LIBOR ETN
DLBR
– –
-917
Closed -$22K
AYR
1542
DELISTED
Aircastle Limited
AYR
– –
-1,740
Closed -$55K
INST
1543
DELISTED
Instructure, Inc.
INST
– –
-862
Closed -$41K
ZAYO
1544
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-500
Closed -$17K
DWTR
1545
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
– –
-11,100
Closed -$363K
FRN
1546
DELISTED
Invesco Frontier Markets ETF
FRN
– –
-11,944
Closed -$170K
RWW
1547
DELISTED
Invesco S&P Financials Revenue ETF
RWW
– –
-93
Closed -$6K
MDR
1548
DELISTED
McDermott International
MDR
– –
0
– –
CART
1549
DELISTED
Carolina Trust BancShares
CART
– –
-3,484
Closed -$45K
GWR
1550
DELISTED
Genesee & Wyoming Inc.
GWR
– –
0
– –
60 61
62
63 64