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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GORO icon
1501
Goldgroup Mining Inc.
GORO
$186M
$2K ﹤0.01%
849
– –
HAE icon
1502
Haemonetics
HAE
$3.94B
$2K ﹤0.01%
19
+3
+19% +$371
HSBC icon
1503
HSBC
HSBC
$355B
$2K ﹤0.01%
80
– –
HST icon
1504
Host Hotels & Resorts
HST
$15.5B
$2K ﹤0.01%
171
+56
+49% +$875
HXL icon
1505
Hexcel
HXL
$7.63B
$2K ﹤0.01%
43
+6
+16% +$316
KODK icon
1506
Kodak
KODK
$978M
$2K ﹤0.01%
350
– –
KWR icon
1507
Quaker Houghton
KWR
$2.96B
$2K ﹤0.01%
12
– –
MLI icon
1508
Mueller Industries
MLI
$15.2B
$2K ﹤0.01%
+236
New +$2.32K
MMSI icon
1509
Merit Medical Systems
MMSI
$5.36B
$2K ﹤0.01%
37
– –
NXRT
1510
NexPoint Residential Trust
NXRT
$641M
$2K ﹤0.01%
46
– –
PDBC icon
1511
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.63B
$2K ﹤0.01%
119
-198
-62% -$3.33K
PII icon
1512
Polaris
PII
$3.97B
$2K ﹤0.01%
20
– –
POWI icon
1513
Power Integrations
POWI
$3.46B
$2K ﹤0.01%
36
– –
PRIM icon
1514
Primoris Services
PRIM
$4.35B
$2K ﹤0.01%
72
– –
REZI icon
1515
Resideo Technologies
REZI
$3.67B
$2K ﹤0.01%
92
-32
-26% -$846
RL icon
1516
Ralph Lauren
RL
$24.2B
$2K ﹤0.01%
18
– –
SNAP icon
1517
Snap
SNAP
$9.05B
$2K ﹤0.01%
54
-3,515
-98% -$202K
SPYM
1518
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$2K ﹤0.01%
53
– –
TBX icon
1519
ProShares Short 7-10 Year Treasury
TBX
$20.9M
$2K ﹤0.01%
+96
New +$2.36K
TCBI icon
1520
Texas Capital Bancshares
TCBI
$4.32B
$2K ﹤0.01%
31
– –
THRM icon
1521
Gentherm
THRM
$1.27B
$2K ﹤0.01%
38
– –
UMBF icon
1522
UMB Financial
UMBF
$11.1B
$2K ﹤0.01%
27
– –
USHY icon
1523
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$2K ﹤0.01%
55
+26
+90% +$1.07K
WOOD icon
1524
iShares Global Timber & Forestry ETF
WOOD
$272M
$2K ﹤0.01%
30
– –
WWD icon
1525
Woodward
WWD
$21B
$2K ﹤0.01%
22
+1
+5% +$119
59 60
61
62 63

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.