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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRA
1501
DELISTED
Kraton Corporation
KRA
$1K ﹤0.01%
38
– –
GWB
1502
DELISTED
Great Western Bancorp, Inc.
GWB
$1K ﹤0.01%
60
– –
MGLN
1503
DELISTED
Magellan Health Services, Inc.
MGLN
$1K ﹤0.01%
15
– –
VTA
1504
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1K ﹤0.01%
106
– –
BPYU
1505
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$1K ﹤0.01%
90
– –
CMD
1506
DELISTED
Cantel Medical Corporation
CMD
$1K ﹤0.01%
25
– –
CFRX
1507
DELISTED
ContraFect Corporation
CFRX
$1K ﹤0.01%
3
– –
TCF
1508
DELISTED
TCF Financial Corporation Common Stock
TCF
$1K ﹤0.01%
35
– –
ACB
1509
Aurora Cannabis
ACB
$216M
$0 ﹤0.01%
1
– –
ADNT icon
1510
Adient
ADNT
$1.48B
$0 ﹤0.01%
28
– –
AEO icon
1511
American Eagle Outfitters
AEO
$2.94B
– –
-2
Closed –
AMG icon
1512
Affiliated Managers Group
AMG
$9.61B
– –
-164
Closed -$11K
AMRX icon
1513
Amneal Pharmaceuticals
AMRX
$5.54B
– –
-42
Closed –
ANET icon
1514
Arista Networks
ANET
$246B
– –
-240
Closed -$3K
AOUT icon
1515
American Outdoor Brands
AOUT
$161M
$0 ﹤0.01%
+25
New +$377
ARLO icon
1516
Arlo Technologies
ARLO
$1.61B
$0 ﹤0.01%
49
– –
ASH icon
1517
Ashland
ASH
$3.45B
– –
-97
Closed -$6K
ASIX icon
1518
AdvanSix
ASIX
$460M
$0 ﹤0.01%
32
+4
+14% +$69
CVSA
1519
Covista Inc
CVSA
$4.42B
– –
-275
Closed -$6K
AUDC icon
1520
AudioCodes
AUDC
$252M
– –
-1
Closed –
BAND
1521
Bandwidth Inc
BAND
$1.69B
– –
-484
Closed -$84K
BATRA icon
1522
Atlanta Braves Holdings Series A
BATRA
$3.47B
$0 ﹤0.01%
18
– –
BATRK icon
1523
Atlanta Braves Holdings Series B
BATRK
$3.26B
$0 ﹤0.01%
38
– –
BBAR icon
1524
BBVA Argentina
BBAR
$3.37B
– –
-1
Closed –
BBD icon
1525
Banco Bradesco
BBD
$35.2B
– –
-2
Closed –
59 60
61
62 63

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.