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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMRX icon
1501
Amneal Pharmaceuticals
AMRX
$5.71B
$0 ﹤0.01%
42
– –
ANIK icon
1502
Anika Therapeutics
ANIK
$277M
– –
-96
Closed -$2K
APAM icon
1503
Artisan Partners
APAM
$3B
$0 ﹤0.01%
25
– –
ARLO icon
1504
Arlo Technologies
ARLO
$1.6B
$0 ﹤0.01%
49
– –
ARWR icon
1505
Arrowhead Research
ARWR
$12.5B
– –
-75
Closed -$2K
ASIX icon
1506
AdvanSix
ASIX
$438M
$0 ﹤0.01%
48
– –
ATR icon
1507
AptarGroup
ATR
$8.5B
– –
-22
Closed -$2K
AUDC icon
1508
AudioCodes
AUDC
$255M
$0 ﹤0.01%
1
– –
AVNT icon
1509
Avient
AVNT
$4.19B
– –
-549
Closed -$10K
BATRA icon
1510
Atlanta Braves Holdings Series A
BATRA
$3.42B
$0 ﹤0.01%
18
+11
+157% +$223
BATRK icon
1511
Atlanta Braves Holdings Series B
BATRK
$3.21B
$0 ﹤0.01%
38
+22
+138% +$437
BBAR icon
1512
BBVA Argentina
BBAR
$3.53B
$0 ﹤0.01%
1
– –
BBD icon
1513
Banco Bradesco
BBD
$36.3B
$0 ﹤0.01%
2
-1
-33% -$3
BCX icon
1514
BlackRock Resources & Commodities Strategy Trust
BCX
$962M
$0 ﹤0.01%
98
– –
BDEC icon
1515
Innovator US Equity Buffer ETF December
BDEC
$222M
– –
-111,970
Closed -$2.59M
BEN icon
1516
Franklin Resources
BEN
$17B
$0 ﹤0.01%
4
– –
BIL icon
1517
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$0 ﹤0.01%
3
-251
-99% -$23K
BKH icon
1518
Black Hills Corp
BKH
$5.62B
$0 ﹤0.01%
2
– –
BLDP
1519
Ballard Power Systems
BLDP
$769M
– –
-500
Closed -$3K
BLKB icon
1520
Blackbaud
BLKB
$2.09B
$0 ﹤0.01%
9
– –
BOKF icon
1521
BOK Financial
BOKF
$8.7B
$0 ﹤0.01%
12
– –
BTT icon
1522
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
– –
-500
Closed -$11K
BVN icon
1523
Compañía de Minas Buenaventura
BVN
$8.78B
$0 ﹤0.01%
1
– –
BZH icon
1524
Beazer Homes USA
BZH
$904M
$0 ﹤0.01%
2
– –
CAC icon
1525
Camden National
CAC
$970M
$0 ﹤0.01%
25
– –
59 60
61
62 63

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.