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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGBN icon
1501
Eagle Bancorp
EGBN
$865M
$0 ﹤0.01%
15
– –
EHC icon
1502
Encompass Health
EHC
$12.4B
$0 ﹤0.01%
11
– –
ELAN icon
1503
Elanco Animal Health
ELAN
$11.4B
$0 ﹤0.01%
25
– –
ENFR icon
1504
Alerian Energy Infrastructure ETF
ENFR
$523M
$0 ﹤0.01%
11
– –
EOS
1505
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
– –
-1
Closed –
EQR icon
1506
Equity Residential
EQR
$24.4B
– –
-422
Closed -$34K
ERIC icon
1507
Ericsson
ERIC
$33B
$0 ﹤0.01%
20
– –
ESGD icon
1508
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
– –
-16
Closed -$1K
ESGE icon
1509
iShares ESG Aware MSCI EM ETF
ESGE
$6.71B
– –
-32
Closed -$1K
ESNT icon
1510
Essent Group
ESNT
$6.08B
– –
-2,144
Closed -$111K
EWD icon
1511
iShares MSCI Sweden ETF
EWD
$589M
$0 ﹤0.01%
20
– –
EXLS icon
1512
EXL Service
EXLS
$5.29B
– –
-600
Closed -$8K
FALN icon
1513
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$0 ﹤0.01%
6
– –
FAZ
1514
Direxion Daily Financial Bear 3x ETF
FAZ
$86M
– –
0
– –
FCPT icon
1515
Four Corners Property Trust
FCPT
$2.69B
$0 ﹤0.01%
43
-6
-12% -$162
DMC
1516
Del Monte Corp
DMC
$1.45B
$0 ﹤0.01%
1
– –
SYSB
1517
iShares Systematic Bond ETF
SYSB
$1.17B
– –
-2,885
Closed -$291K
FINX icon
1518
Global X FinTech ETF
FINX
$166M
– –
-1,755
Closed -$52.2K
FIVN icon
1519
FIVE9
FIVN
$2.44B
– –
-640
Closed -$41K
FL
1520
DELISTED
Foot Locker
FL
$0 ﹤0.01%
1
– –
FNDC icon
1521
Schwab Fundamental International Small Company Index ETF
FNDC
$3.15B
$0 ﹤0.01%
18
– –
FNDE icon
1522
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.96B
$0 ﹤0.01%
29
– –
FNDF icon
1523
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$0 ﹤0.01%
29
– –
FREL icon
1524
Fidelity MSCI Real Estate Index ETF
FREL
$1.46B
$0 ﹤0.01%
39
-274
-88% -$7.22K
FUL icon
1525
H.B. Fuller
FUL
$3.34B
$0 ﹤0.01%
19
– –
59 60
61
62 63

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.