CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CS
1501
DELISTED
Credit Suisse Group
CS
$0 ﹤0.01%
1
– –
DBD
1502
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-25
Closed –
AUD
1503
DELISTED
Audacy, Inc.
AUD
$0 ﹤0.01%
44
– –
BBBY
1504
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-500
Closed -$8K
CSII
1505
DELISTED
Cardiovascular Systems, Inc.
CSII
$0 ﹤0.01%
26
– –
AUY
1506
DELISTED
Yamana Gold, Inc.
AUY
$0 ﹤0.01%
100
– –
IAA
1507
DELISTED
IAA, Inc. Common Stock
IAA
$0 ﹤0.01%
28
-24
-46% –
COUP
1508
DELISTED
Coupa Software Incorporated
COUP
– –
-266
Closed -$38K
STOR
1509
DELISTED
STORE Capital Corporation
STOR
$0 ﹤0.01%
33
-5
-13% –
VIVO
1510
DELISTED
Meridian Bioscience Inc
VIVO
$0 ﹤0.01%
3
– –
CLR
1511
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$0 ﹤0.01%
2
– –
SHLX
1512
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-156
Closed -$3K
LFC
1513
DELISTED
China Life Insurance Company Ltd.
LFC
$0 ﹤0.01%
2
– –
XLNX
1514
DELISTED
Xilinx Inc
XLNX
– –
-237
Closed -$23K
MGLN
1515
DELISTED
Magellan Health Services, Inc.
MGLN
$0 ﹤0.01%
15
– –
BMTC
1516
DELISTED
Bryn Mawr Bank Corp
BMTC
$0 ﹤0.01%
26
– –
VTA
1517
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$0 ﹤0.01%
106
– –
CLDR
1518
DELISTED
Cloudera, Inc.
CLDR
$0 ﹤0.01%
100
– –
SQBG
1519
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
0
– –
BPYU
1520
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$0 ﹤0.01%
90
– –
CMD
1521
DELISTED
Cantel Medical Corporation
CMD
$0 ﹤0.01%
25
– –
PRSP
1522
DELISTED
Perspecta Inc. Common Stock
PRSP
$0 ﹤0.01%
6
-8
-57% –
EGOV
1523
DELISTED
NIC Inc
EGOV
– –
-1,767
Closed -$39K
IPHI
1524
DELISTED
INPHI CORPORATION
IPHI
– –
-540
Closed -$39K
ACIA
1525
DELISTED
Acacia Communications, Inc. Common Stock
ACIA
– –
-577
Closed -$39K
59 60
61
62 63