We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMD
1501
DELISTED
Cantel Medical Corporation
CMD
$1K ﹤0.01%
25
– –
PE
1502
DELISTED
PARSLEY ENERGY INC
PE
$1K ﹤0.01%
65
– –
AKCA
1503
DELISTED
Akcea Therapeutics Inc
AKCA
$1K ﹤0.01%
100
– –
LOGM
1504
DELISTED
LogMein, Inc.
LOGM
$1K ﹤0.01%
12
– –
VAL
1505
DELISTED
Valaris plc Class A Ordinary Share
VAL
$1K ﹤0.01%
240
– –
BGG
1506
DELISTED
Briggs & Stratton Corp.
BGG
$1K ﹤0.01%
181
– –
CFRX
1507
DELISTED
ContraFect Corporation
CFRX
$1K ﹤0.01%
3
– –
TCF
1508
DELISTED
TCF Financial Corporation Common Stock
TCF
$1K ﹤0.01%
35
– –
AAWW
1509
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$1K ﹤0.01%
55
– –
AAL icon
1510
American Airlines Group
AAL
$10.6B
$0 ﹤0.01%
1
– –
ADC icon
1511
Agree Realty
ADC
$9.41B
– –
-12
Closed –
ADNT icon
1512
Adient
ADNT
$1.5B
$0 ﹤0.01%
28
– –
AEO icon
1513
American Eagle Outfitters
AEO
$3.01B
$0 ﹤0.01%
2
– –
AES icon
1514
AES
AES
$10.5B
$0 ﹤0.01%
16
– –
AIN icon
1515
Albany International
AIN
$1.78B
– –
-10
Closed –
AIRI icon
1516
Air Industries Group
AIRI
$12.8M
$0 ﹤0.01%
1
– –
AKAM icon
1517
Akamai
AKAM
$15.9B
– –
-2,680
Closed -$244K
AMRN
1518
Amarin Corp
AMRN
$303M
– –
-6
Closed -$1K
AMRX icon
1519
Amneal Pharmaceuticals
AMRX
$5.79B
$0 ﹤0.01%
42
– –
AMR icon
1520
Alpha Metallurgical Resources
AMR
$1.93B
$0 ﹤0.01%
51
– –
APAM icon
1521
Artisan Partners
APAM
$3.02B
$0 ﹤0.01%
25
– –
AQB icon
1522
AquaBounty Technologies
AQB
$6.02M
$0 ﹤0.01%
1
– –
ARLO icon
1523
Arlo Technologies
ARLO
$1.65B
$0 ﹤0.01%
49
– –
ASIX icon
1524
AdvanSix
ASIX
$444M
$0 ﹤0.01%
42
– –
AUDC icon
1525
AudioCodes
AUDC
$253M
$0 ﹤0.01%
1
– –
59 60
61
62 63

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.