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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPS icon
1501
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$257M
$1K ﹤0.01%
+70
New +$1.87K
SCHE icon
1502
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1K ﹤0.01%
58
+40
+222% +$1.04K
SHOO icon
1503
Steven Madden
SHOO
$3.55B
$1K ﹤0.01%
58
+57
+5,700% +$1.88K
SIMO icon
1504
Silicon Motion
SIMO
$8.68B
$1K ﹤0.01%
+26
New +$1.04K
SNDR icon
1505
Schneider National
SNDR
$6.25B
$1K ﹤0.01%
+65
New +$1.26K
SPOT icon
1506
Spotify
SPOT
$100B
$1K ﹤0.01%
9
– –
SPSC icon
1507
SPS Commerce
SPSC
$2.64B
$1K ﹤0.01%
+20
New +$1.04K
SSD icon
1508
Simpson Manufacturing
SSD
$8.16B
$1K ﹤0.01%
+27
New +$1.73K
STRA icon
1509
Strategic Education
STRA
$1.92B
$1K ﹤0.01%
+6
New +$983
SXC icon
1510
SunCoke Energy
SXC
$797M
$1K ﹤0.01%
141
– –
TCBI icon
1511
Texas Capital Bancshares
TCBI
$4.32B
$1K ﹤0.01%
+31
New +$1.88K
TCOM icon
1512
Trip.com Group
TCOM
$29.1B
$1K ﹤0.01%
40
– –
TFI icon
1513
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$1K ﹤0.01%
+30
New +$1.49K
TFX icon
1514
Teleflex
TFX
$5.98B
$1K ﹤0.01%
+5
New +$1.51K
THRM icon
1515
Gentherm
THRM
$1.27B
$1K ﹤0.01%
+38
New +$1.53K
TK icon
1516
Teekay
TK
$985M
$1K ﹤0.01%
300
– –
UBSI icon
1517
United Bankshares
UBSI
$6.62B
$1K ﹤0.01%
34
– –
UMBF icon
1518
UMB Financial
UMBF
$11.1B
$1K ﹤0.01%
+27
New +$1.78K
VNO icon
1519
Vornado Realty Trust
VNO
$7.38B
$1K ﹤0.01%
23
+4
+21% +$269
VRNS icon
1520
Varonis Systems
VRNS
$5B
$1K ﹤0.01%
51
– –
VSS icon
1521
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1K ﹤0.01%
17
– –
W icon
1522
Wayfair
W
$14.6B
$1K ﹤0.01%
+10
New +$1.5K
WASH icon
1523
Washington Trust Bancorp
WASH
$741M
$1K ﹤0.01%
+21
New +$1.07K
WBS icon
1524
Webster Financial
WBS
$12.8B
$1K ﹤0.01%
+35
New +$1.74K
WLY icon
1525
John Wiley & Sons Class A
WLY
$2.66B
$1K ﹤0.01%
+39
New +$1.77K
59 60
61
62 63

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RFA
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.