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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCI icon
1476
HCI Group
HCI
$2.3B
$3K ﹤0.01%
+29
New +$3.02K
ICUI icon
1477
ICU Medical
ICUI
$4.56B
$3K ﹤0.01%
15
– –
IDU icon
1478
iShares US Utilities ETF
IDU
$1.35B
$3K ﹤0.01%
50
– –
IGV icon
1479
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$3K ﹤0.01%
50
– –
INFY icon
1480
Infosys
INFY
$50.9B
$3K ﹤0.01%
149
-377
-72% -$8.52K
IRWD icon
1481
Ironwood Pharmaceuticals
IRWD
$669M
$3K ﹤0.01%
252
-14,592
-98% -$189K
ISTR icon
1482
Investar Holding Corp
ISTR
$411M
$3K ﹤0.01%
175
– –
JBLU icon
1483
JetBlue
JBLU
$2.13B
$3K ﹤0.01%
235
– –
KSA icon
1484
iShares MSCI Saudi Arabia ETF
KSA
$625M
$3K ﹤0.01%
+72
New +$2.92K
KT icon
1485
KT
KT
$8.72B
$3K ﹤0.01%
288
– –
KW
1486
DELISTED
Kennedy-Wilson Holdings
KW
$3K ﹤0.01%
171
– –
LUMN icon
1487
Lumen
LUMN
$6.85B
$3K ﹤0.01%
269
-1,255
-82% -$15.7K
MCRI icon
1488
Monarch Casino & Resort
MCRI
$2.17B
$3K ﹤0.01%
52
– –
MFC icon
1489
Manulife Financial
MFC
$73.3B
$3K ﹤0.01%
196
– –
MGA icon
1490
Magna International
MGA
$18.7B
$3K ﹤0.01%
46
-180
-80% -$14.8K
NFJ
1491
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$3K ﹤0.01%
250
– –
NOV icon
1492
NOV
NOV
$7.38B
$3K ﹤0.01%
290
+90
+45% +$1.22K
NQP
1493
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$3K ﹤0.01%
244
– –
OI icon
1494
O-I Glass
OI
$1.08B
$3K ﹤0.01%
220
– –
OSCR icon
1495
Oscar Health
OSCR
$8.54B
$3K ﹤0.01%
200
– –
OSIS icon
1496
OSI Systems
OSIS
$3.83B
$3K ﹤0.01%
+36
New +$3.51K
PBA icon
1497
Pembina Pipeline
PBA
$27.8B
$3K ﹤0.01%
125
– –
PPT
1498
Franklin Premier Income Trust
PPT
$330M
$3K ﹤0.01%
750
– –
SH icon
1499
ProShares Short S&P500
SH
$843M
$3K ﹤0.01%
56
– –
SKT icon
1500
Tanger
SKT
$4.44B
$3K ﹤0.01%
214
– –
58 59
60
61 62

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.