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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAWW
1476
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$3K ﹤0.01%
55
– –
SBNY
1477
DELISTED
Signature Bank
SBNY
$3K ﹤0.01%
17
– –
REV
1478
DELISTED
Revlon, Inc.
REV
$3K ﹤0.01%
297
– –
AHT
1479
Ashford Hospitality Trust
AHT
$20.7M
$2K ﹤0.01%
+10
New +$3.06K
BCRX icon
1480
BioCryst Pharmaceuticals
BCRX
$2.51B
$2K ﹤0.01%
+294
New +$3.03K
BCV
1481
Bancroft Fund
BCV
$140M
$2K ﹤0.01%
96
– –
BLNK icon
1482
Blink Charging
BLNK
$86.7M
$2K ﹤0.01%
+57
New +$2.48K
CHPT icon
1483
ChargePoint
CHPT
$158M
$2K ﹤0.01%
+4
New +$2.7K
CNK icon
1484
Cinemark Holdings
CNK
$4.38B
$2K ﹤0.01%
136
– –
CNP icon
1485
CenterPoint Energy
CNP
$26.4B
$2K ﹤0.01%
102
– –
CRON
1486
Cronos Group
CRON
$1.11B
$2K ﹤0.01%
220
-100
-31% -$1.06K
DBRG icon
1487
DigitalBridge
DBRG
$2.95B
$2K ﹤0.01%
105
– –
DEM icon
1488
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$2K ﹤0.01%
60
-229
-79% -$9.85K
DTE icon
1489
DTE Energy
DTE
$28.5B
$2K ﹤0.01%
+20
New +$2.1K
DVYE icon
1490
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$2K ﹤0.01%
59
– –
EFV icon
1491
iShares MSCI EAFE Value ETF
EFV
$30B
$2K ﹤0.01%
50
– –
EVRG icon
1492
Evergy
EVRG
$18.9B
$2K ﹤0.01%
49
– –
EXG icon
1493
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$2K ﹤0.01%
250
– –
EXP icon
1494
Eagle Materials
EXP
$6.47B
$2K ﹤0.01%
18
– –
FDIS icon
1495
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$2K ﹤0.01%
30
-120
-80% -$9.02K
FIDU icon
1496
Fidelity MSCI Industrials Index ETF
FIDU
$2.37B
$2K ﹤0.01%
50
– –
FMS icon
1497
Fresenius Medical Care
FMS
$13B
$2K ﹤0.01%
80
– –
FWONA icon
1498
Liberty Media Series A
FWONA
$23.5B
$2K ﹤0.01%
72
– –
GBDC icon
1499
Golub Capital BDC
GBDC
$3.41B
$2K ﹤0.01%
+200
New +$2.94K
GLDM icon
1500
SPDR Gold MiniShares Trust
GLDM
$30B
$2K ﹤0.01%
60
– –
58 59
60
61 62

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.