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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRIM icon
1476
Primoris Services
PRIM
$4.44B
$1K ﹤0.01%
72
– –
RKT icon
1477
Rocket Companies
RKT
$39.4B
$1K ﹤0.01%
+53
New +$1.12K
RL icon
1478
Ralph Lauren
RL
$23.8B
$1K ﹤0.01%
18
– –
SFIX
1479
Stitch Fix
SFIX
$503M
$1K ﹤0.01%
25
– –
SNDR icon
1480
Schneider National
SNDR
$6.12B
$1K ﹤0.01%
65
– –
SSNC icon
1481
SS&C Technologies
SSNC
$18.8B
$1K ﹤0.01%
26
– –
SWBI icon
1482
Smith & Wesson
SWBI
$639M
$1K ﹤0.01%
+100
New +$1.65K
TBT icon
1483
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
$1K ﹤0.01%
76
– –
TCBI icon
1484
Texas Capital Bancshares
TCBI
$4.35B
$1K ﹤0.01%
31
– –
TRGP icon
1485
Targa Resources
TRGP
$57.6B
$1K ﹤0.01%
46
– –
UAVS icon
1486
AgEagle Aerial Systems
UAVS
$59.2M
– –
0
– –
UMBF icon
1487
UMB Financial
UMBF
$11.3B
$1K ﹤0.01%
27
– –
USHY icon
1488
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$1K ﹤0.01%
29
– –
VLO icon
1489
Valero Energy
VLO
$93.1B
$1K ﹤0.01%
26
-145
-85% -$7.11K
VNO icon
1490
Vornado Realty Trust
VNO
$7.3B
$1K ﹤0.01%
37
– –
WBS icon
1491
Webster Financial
WBS
$12.8B
$1K ﹤0.01%
35
– –
XBIT icon
1492
XBiotech
XBIT
$68.9M
$1K ﹤0.01%
+100
New +$1.84K
PRKS icon
1493
United Parks & Resorts
PRKS
$2.02B
$1K ﹤0.01%
35
– –
ALTR
1494
DELISTED
Altair Engineering Inc
ALTR
$1K ﹤0.01%
28
– –
IMGN
1495
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
221
– –
PACW
1496
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
69
– –
FFTI
1497
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$1K ﹤0.01%
58
– –
NUVA
1498
DELISTED
NuVasive, Inc.
NUVA
$1K ﹤0.01%
18
– –
STOR
1499
DELISTED
STORE Capital Corporation
STOR
$1K ﹤0.01%
33
– –
ZNGA
1500
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1K ﹤0.01%
115
– –
58 59
60
61 62

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.