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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYB
1476
DELISTED
New America High Income Fund, Inc.
HYB
$1K ﹤0.01%
240
– –
BTEC
1477
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
$1K ﹤0.01%
29
-865
-97% -$34.5K
IMGN
1478
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
221
– –
PACW
1479
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
69
– –
NUVA
1480
DELISTED
NuVasive, Inc.
NUVA
$1K ﹤0.01%
18
– –
ARNC
1481
DELISTED
Arconic Corporation
ARNC
$1K ﹤0.01%
+120
New +$1.41K
AIMC
1482
DELISTED
Altra Industrial Motion Corp
AIMC
$1K ﹤0.01%
59
– –
IAA
1483
DELISTED
IAA, Inc. Common Stock
IAA
$1K ﹤0.01%
28
– –
QED
1484
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
$1K ﹤0.01%
88
-2,562
-97% -$53.9K
DS
1485
DELISTED
Drive Shack Inc.
DS
$1K ﹤0.01%
+1,000
New +$1.64K
ZNGA
1486
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1K ﹤0.01%
+115
New +$943
MGLN
1487
DELISTED
Magellan Health Services, Inc.
MGLN
$1K ﹤0.01%
15
– –
CMD
1488
DELISTED
Cantel Medical Corporation
CMD
$1K ﹤0.01%
25
– –
DIVY
1489
DELISTED
Reality Shares DIVS ETF
DIVY
$1K ﹤0.01%
70
-2,342
-97% -$45.8K
CFRX
1490
DELISTED
ContraFect Corporation
CFRX
$1K ﹤0.01%
3
– –
TCF
1491
DELISTED
TCF Financial Corporation Common Stock
TCF
$1K ﹤0.01%
35
– –
TVIX
1492
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$1K ﹤0.01%
+10
New +$1.88K
SBNY
1493
DELISTED
Signature Bank
SBNY
$1K ﹤0.01%
17
– –
ACA icon
1494
Arcosa
ACA
$7.11B
– –
-94
Closed -$3K
ACB
1495
Aurora Cannabis
ACB
$179M
$0 ﹤0.01%
1
-4
-80% -$455
ADNT icon
1496
Adient
ADNT
$1.44B
$0 ﹤0.01%
28
– –
AEO icon
1497
American Eagle Outfitters
AEO
$3.07B
$0 ﹤0.01%
2
– –
AES icon
1498
AES
AES
$10.5B
$0 ﹤0.01%
19
– –
AGZ icon
1499
iShares Agency Bond ETF
AGZ
$563M
– –
-6
Closed –
AIRI icon
1500
Air Industries Group
AIRI
$12.5M
$0 ﹤0.01%
1
– –
58 59
60
61 62

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.