CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VOXX
1476
DELISTED
VOXX International Corporation Class A
VOXX
$0 ﹤0.01%
9
– –
ALTR
1477
DELISTED
Altair Engineering Inc. Class A Common Stock
ALTR
$0 ﹤0.01%
37
-1,068
-97% –
ENLC
1478
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$0 ﹤0.01%
154
– –
SRCL
1479
DELISTED
Stericycle Inc
SRCL
– –
-100
Closed -$6K
PRFT
1480
DELISTED
Perficient Inc
PRFT
$0 ﹤0.01%
26
-916
-97% –
TUP
1481
DELISTED
Tupperware Brands Corporation
TUP
$0 ﹤0.01%
4
– –
CTHR
1482
DELISTED
Charles & Colvard Ltd
CTHR
$0 ﹤0.01%
12
– –
CBD
1483
DELISTED
Companhia Brasileira de Distribuicao
CBD
$0 ﹤0.01%
1
– –
CPE
1484
DELISTED
Callon Petroleum Company
CPE
$0 ﹤0.01%
14
– –
SPLK
1485
DELISTED
Splunk Inc
SPLK
– –
-32
Closed -$4K
BKCC
1486
DELISTED
BlackRock Capital Investment Corporation
BKCC
$0 ﹤0.01%
200
– –
MDRX
1487
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-3,682
Closed -$36K
IMGN
1488
DELISTED
Immunogen Inc
IMGN
$0 ﹤0.01%
221
– –
SGEN
1489
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-1,532
Closed -$175K
CORR
1490
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$0 ﹤0.01%
1
– –
VRTV
1491
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
1
– –
CCF
1492
DELISTED
Chase Corporation
CCF
$0 ﹤0.01%
5
– –
LTRPA
1493
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
36
– –
RAD
1494
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
50
– –
FFTG
1495
DELISTED
FormulaFolios Tactical Growth ETF
FFTG
$0 ﹤0.01%
+15
New –
FFHG
1496
DELISTED
Formula Folios Hedged Growth ETF
FFHG
– –
-321
Closed -$9K
TRTN
1497
DELISTED
Triton International Limited
TRTN
$0 ﹤0.01%
1
– –
NUVA
1498
DELISTED
NuVasive, Inc.
NUVA
$0 ﹤0.01%
18
-3,309
-99% –
NOVN
1499
DELISTED
Novan, Inc. Common Stock
NOVN
$0 ﹤0.01%
100
– –
DCP
1500
DELISTED
DCP Midstream, LP
DCP
– –
-1,000
Closed -$24K
58 59
60
61 62