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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMBS icon
1476
iShares CMBS ETF
CMBS
$472M
– –
-1,741
Closed -$91K
CNDT icon
1477
Conduent
CNDT
$246M
$0 ﹤0.01%
120
– –
COOP
1478
DELISTED
Mr. Cooper
COOP
$0 ﹤0.01%
2
– –
CRNC icon
1479
Cerence
CRNC
$381M
$0 ﹤0.01%
16
– –
CRUS icon
1480
Cirrus Logic
CRUS
$6.11B
– –
-564
Closed -$46K
CTRA
1481
DELISTED
Coterra Energy
CTRA
– –
-280
Closed -$4K
CVEO icon
1482
Civeo
CVEO
$337M
$0 ﹤0.01%
87
– –
CWB icon
1483
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-252
Closed -$13K
CWI icon
1484
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$0 ﹤0.01%
28
– –
CXT icon
1485
Crane NXT
CXT
$2.95B
$0 ﹤0.01%
49
– –
DAKT icon
1486
Daktronics
DAKT
$1.02B
$0 ﹤0.01%
32
– –
DBRG icon
1487
DigitalBridge
DBRG
$2.95B
$0 ﹤0.01%
105
– –
DCI icon
1488
Donaldson
DCI
$11.2B
$0 ﹤0.01%
12
– –
DDWM icon
1489
WisdomTree Dynamic International Equity Fund
DDWM
$1.5B
– –
-1,822
Closed -$55K
DEI icon
1490
Douglas Emmett
DEI
$1.92B
– –
-4,396
Closed -$193K
DIAX
1491
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-1,500
Closed -$26K
DIOD icon
1492
Diodes
DIOD
$4.75B
– –
-796
Closed -$44K
DK icon
1493
Delek US
DK
$3.92B
$0 ﹤0.01%
24
– –
DNOW icon
1494
DNOW Inc
DNOW
$3.01B
$0 ﹤0.01%
148
– –
DOG
1495
ProShares Short Dow30
DOG
$87.2M
$0 ﹤0.01%
12
– –
DXC icon
1496
DXC Technology
DXC
$1.73B
$0 ﹤0.01%
20
-9
-31% -$238
EBND icon
1497
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$0 ﹤0.01%
5
– –
EDIT icon
1498
Editas Medicine
EDIT
$453M
– –
-325
Closed -$9K
EDIV icon
1499
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
– –
-2,038
Closed -$65K
EDU icon
1500
New Oriental
EDU
$8.84B
– –
-271
Closed -$32K
58 59
60
61 62

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.