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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSII
1476
DELISTED
Cardiovascular Systems, Inc.
CSII
$1K ﹤0.01%
26
– –
AIMC
1477
DELISTED
Altra Industrial Motion Corp
AIMC
$1K ﹤0.01%
59
– –
STOR
1478
DELISTED
STORE Capital Corporation
STOR
$1K ﹤0.01%
38
– –
GWB
1479
DELISTED
Great Western Bancorp, Inc.
GWB
$1K ﹤0.01%
60
– –
VTA
1480
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1K ﹤0.01%
106
-410
-79% -$4.52K
BPYU
1481
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$1K ﹤0.01%
+90
New +$1.74K
CMD
1482
DELISTED
Cantel Medical Corporation
CMD
$1K ﹤0.01%
25
– –
FLIR
1483
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$1K ﹤0.01%
22
– –
SINA
1484
DELISTED
Sina Corp
SINA
$1K ﹤0.01%
46
– –
PE
1485
DELISTED
PARSLEY ENERGY INC
PE
$1K ﹤0.01%
65
– –
AKCA
1486
DELISTED
Akcea Therapeutics Inc
AKCA
$1K ﹤0.01%
+100
New +$2.13K
VAL
1487
DELISTED
Valaris plc Class A Ordinary Share
VAL
$1K ﹤0.01%
+240
New +$1.29K
BGG
1488
DELISTED
Briggs & Stratton Corp.
BGG
$1K ﹤0.01%
181
– –
CHK
1489
DELISTED
Chesapeake Energy Corporation
CHK
$1K ﹤0.01%
5
– –
GWR
1490
DELISTED
Genesee & Wyoming Inc.
GWR
$1K ﹤0.01%
18
– –
TCF
1491
DELISTED
TCF Financial Corporation Common Stock
TCF
$1K ﹤0.01%
35
– –
GNCA
1492
DELISTED
Genocea Biosciences, Inc.
GNCA
$1K ﹤0.01%
375
– –
AAWW
1493
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$1K ﹤0.01%
55
– –
AAL icon
1494
American Airlines Group
AAL
$10.6B
$0 ﹤0.01%
1
– –
ADC icon
1495
Agree Realty
ADC
$9.41B
$0 ﹤0.01%
12
– –
ADNT icon
1496
Adient
ADNT
$1.5B
$0 ﹤0.01%
28
-2
-7% -$46
ADTN icon
1497
Adtran
ADTN
$616M
– –
-3
Closed –
AEO icon
1498
American Eagle Outfitters
AEO
$3.01B
$0 ﹤0.01%
2
– –
AES icon
1499
AES
AES
$10.5B
$0 ﹤0.01%
16
– –
AFK icon
1500
VanEck Africa Index ETF
AFK
$105M
– –
-48
Closed -$1K
58 59
60
61 62

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6M
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RFA
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.