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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECHO
1476
EchoStar
ECHO
$26.2B
$0 ﹤0.01%
22
– –
SBRA icon
1477
Sabra Healthcare REIT
SBRA
$5.37B
– –
-57
Closed -$1K
SBS icon
1478
Sabesp
SBS
$18.7B
$0 ﹤0.01%
+62
New +$129
SCHC icon
1479
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$0 ﹤0.01%
12
– –
SCHE icon
1480
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
18
– –
SCHH icon
1481
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
16
-16
-50% -$340
SFM icon
1482
Sprouts Farmers Market
SFM
$8.01B
$0 ﹤0.01%
46
– –
SHOO icon
1483
Steven Madden
SHOO
$3.55B
$0 ﹤0.01%
+1
New +$33
SHYG icon
1484
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$0 ﹤0.01%
16
– –
SIG icon
1485
Signet Jewelers
SIG
$3.76B
– –
-21
Closed –
SITC icon
1486
SITE Centers
SITC
$165M
$0 ﹤0.01%
3
– –
HTO
1487
H2O America
HTO
$2.62B
$0 ﹤0.01%
+2
New +$120
SLYV icon
1488
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$0 ﹤0.01%
1
-502
-100% -$30.3K
SNAP icon
1489
Snap
SNAP
$9.01B
$0 ﹤0.01%
54
– –
SNDR icon
1490
Schneider National
SNDR
$6.25B
– –
-270
Closed -$5K
SNN icon
1491
Smith & Nephew
SNN
$12.6B
$0 ﹤0.01%
5
– –
SONN
1492
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SPIB icon
1493
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$0 ﹤0.01%
+23
New +$773
SPNS
1494
DELISTED
Sapiens International
SPNS
$0 ﹤0.01%
+1
New +$13
SPTM icon
1495
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$0 ﹤0.01%
+15
New +$508
SSRM icon
1496
SSR Mining
SSRM
$6.48B
– –
-1,050
Closed -$12K
ST icon
1497
Sensata Technologies
ST
$6.79B
$0 ﹤0.01%
+2
New +$95
SSYS icon
1498
Stratasys
SSYS
$774M
– –
-1,500
Closed -$28K
STRL icon
1499
Sterling Infrastructure
STRL
$16.7B
$0 ﹤0.01%
4
– –
SVC
1500
Service Properties Trust
SVC
$1.07B
– –
-8
Closed –
58 59
60
61 62

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.