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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
(+1.3%)
Cap. Flow
+$37.5M
Cap. Flow
% of AUM
2.1%
Top 10 Holdings %
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$16.3M |
| 2 |
Simplify US Equity PLUS Downside Convexity ETF
SPD
|
+$9.62M |
| 3 |
Vanguard US Multifactor ETF
VFMF
|
+$4.73M |
| 4 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.93M |
| 5 |
VanEck Inflation Allocation ETF
RAAX
|
+$3.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.86M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.21M |
| 3 |
Global X Adaptive US Factor ETF
AUSF
|
+$2.99M |
| 4 |
ADER
26 Capital Acquisition Corp
ADER
|
+$2.49M |
| 5 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$1.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.94% |
| 2 | Financials | 5.81% |
| 3 | Healthcare | 2.4% |
| 4 | Consumer Discretionary | 2.07% |
| 5 | Consumer Staples | 1.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Automatic Data Processing
ADP
$108B
| $1.84M | 0.1% |
9,211
+1
| +0% | +$206 |
|
127
IBM
IBM
$224B
| $1.78M | 0.1% |
13,429
-412
| -3% | -$55.1K |
|
128
NVIDIA
NVDA
$5.42T
| $1.78M | 0.1% |
85,900
-25,060
| -23% | -$520K |
|
129
iShares Global Tech ETF
IXN
$9.26B
| $1.76M | 0.1% |
31,050
| – | – |
|
130
AbbVie
ABBV
$435B
| $1.74M | 0.1% |
16,156
+189
| +1% | +$21.6K |
|
131
Southern Company
SO
$107B
| $1.72M | 0.1% |
27,711
+172
| +0.6% | +$11.1K |
|
|
TSOC
132
DELISTED
Innovator Triple Stacker ETF - October
TSOC
| $1.72M | 0.1% |
56,257
+1,800
| +3% | +$54.9K |
|
133
NextEra Energy
NEE
$177B
| $1.71M | 0.1% |
21,828
-749
| -3% | -$60.4K |
|
134
Merck
MRK
$318B
| $1.7M | 0.09% |
22,599
-1,037
| -4% | -$78.9K |
|
135
Caterpillar
CAT
$387B
| $1.7M | 0.09% |
8,830
+160
| +2% | +$33.3K |
|
|
DBOC
136
DELISTED
Innovator Double Stacker 9 Buffer ETF - October
DBOC
| $1.66M | 0.09% |
57,274
-10,800
| -16% | -$312K |
|
137
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
| $1.66M | 0.09% |
7,030
+121
| +2% | +$29.3K |
|
138
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
| $1.65M | 0.09% |
26,908
+74
| +0.3% | +$4.55K |
|
139
Global X Uranium ETF
URA
$6.27B
| $1.64M | 0.09% |
69,022
+6,552
| +10% | +$139K |
|
140
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
| $1.63M | 0.09% |
8,123
+1,081
| +15% | +$223K |
|
|
ADER
141
DELISTED
26 Capital Acquisition Corp
ADER
| $1.61M | 0.09% |
166,054
-257,004
| -61% | -$2.49M |
|
142
Eli Lilly
LLY
$1.06T
| $1.58M | 0.09% |
6,828
+185
| +3% | +$45.7K |
|
143
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.65B
| $1.57M | 0.09% |
35,430
+34,814
| +5,652% | +$1.62M |
|
144
Adobe
ADBE
$105B
| $1.57M | 0.09% |
2,727
+22
| +0.8% | +$13.8K |
|
145
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
| $1.56M | 0.09% |
25,574
| – | – |
|
146
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $1.55M | 0.09% |
17,299
-444
| -3% | -$40.8K |
|
147
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.81B
| $1.53M | 0.09% |
25,099
+740
| +3% | +$47K |
|
148
Blackstone
BX
$110B
| $1.51M | 0.08% |
12,971
-66
| -0.5% | -$7.66K |
|
149
CVS Health
CVS
$122B
| $1.5M | 0.08% |
17,744
-334
| -2% | -$28K |
|
150
Amgen
AMGN
$222B
| $1.49M | 0.08% |
7,001
-402
| -5% | -$92.5K |
|
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Carroll Financial Associates's Q3 2021 Portfolio in Review
As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
- Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
- Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
- Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
- Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
- Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
- Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.
Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.