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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
(+16%)
Cap. Flow
+$35.5M
Cap. Flow
% of AUM
2.36%
Top 10 Holdings %
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$33.5M |
| 2 |
LHA Market State Tactical Beta ETF
MSTB
|
+$7.7M |
| 3 |
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
|
+$6.42M |
| 4 |
PGIM Ultra Short Bond ETF
PULS
|
+$5.32M |
| 5 |
Innovator Emerging Markets Power Buffer ETF January
EJAN
|
+$5.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$13M |
| 2 |
ARK Genomic Revolution ETF
ARKG
|
+$6.63M |
| 3 |
Innovator US Equity Power Buffer ETF July
PJUL
|
+$6.55M |
| 4 |
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
|
+$5.47M |
| 5 |
Innovator Emerging Markets Power Buffer ETF July
EJUL
|
+$4.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.07% |
| 2 | Financials | 5.1% |
| 3 | Healthcare | 2.68% |
| 4 | Consumer Discretionary | 2.27% |
| 5 | Consumer Staples | 1.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
| $1.56M | 0.1% |
17,743
-180
| -1% | -$14.8K |
|
127
ARK Web x.0 ETF
ARKW
$1.77B
| $1.54M | 0.1% |
10,538
-642
| -6% | -$82.2K |
|
128
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
| $1.49M | 0.1% |
25,574
| – | – |
|
129
Vanguard S&P 500 ETF
VOO
$1.03T
| $1.48M | 0.1% |
4,304
-3,209
| -43% | -$1.05M |
|
130
Nucor
NUE
$62.5B
| $1.47M | 0.1% |
27,617
-692
| -2% | -$35.7K |
|
131
Vanguard US Multifactor ETF
VFMF
$923M
| $1.44M | 0.1% |
17,231
-1,800
| -9% | -$141K |
|
|
LVHB
132
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
| $1.43M | 0.1% |
43,024
+23,877
| +125% | +$793K |
|
133
3M
MMM
$93.9B
| $1.39M | 0.09% |
9,531
+916
| +11% | +$130K |
|
134
Meta Platforms (Facebook)
META
$1.52T
| $1.38M | 0.09% |
5,062
+450
| +10% | +$123K |
|
135
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.94B
| $1.31M | 0.09% |
30,934
+27,586
| +824% | +$1.08M |
|
136
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.8B
| $1.29M | 0.09% |
39,415
+31,790
| +417% | +$1M |
|
137
Nike
NKE
$62.5B
| $1.26M | 0.08% |
8,883
-175
| -2% | -$23.2K |
|
138
Norfolk Southern
NSC
$75B
| $1.25M | 0.08% |
5,260
-71
| -1% | -$16.2K |
|
139
Costco
COST
$423B
| $1.24M | 0.08% |
3,299
+135
| +4% | +$50.4K |
|
140
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
| $1.24M | 0.08% |
5,865
+67
| +1% | +$13.2K |
|
141
Qualcomm
QCOM
$170B
| $1.23M | 0.08% |
8,105
-290
| -3% | -$40.4K |
|
142
RTX Corp
RTX
$302B
| $1.23M | 0.08% |
17,218
-629
| -4% | -$41.3K |
|
143
CVS Health
CVS
$122B
| $1.23M | 0.08% |
17,947
-557
| -3% | -$36.2K |
|
144
iShares Russell 2000 ETF
IWM
$81.5B
| $1.21M | 0.08% |
6,183
+3,434
| +125% | +$601K |
|
145
Unilever
UL
$135B
| $1.21M | 0.08% |
17,806
+15,587
| +702% | +$1.06M |
|
146
Clorox
CLX
$13B
| $1.2M | 0.08% |
5,956
+4
| +0.1% | +$828 |
|
147
Eli Lilly
LLY
$1.1T
| $1.19M | 0.08% |
7,062
+153
| +2% | +$22.8K |
|
148
Boeing
BA
$184B
| $1.18M | 0.08% |
5,514
-266
| -5% | -$51.1K |
|
|
ARMR
149
DELISTED
Armor US Equity Index ETF
ARMR
| $1.18M | 0.08% |
+54,490
| New | +$1.13M |
|
150
Adobe
ADBE
$109B
| $1.18M | 0.08% |
2,352
+164
| +7% | +$79.2K |
|
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Carroll Financial Associates's Q4 2020 Portfolio in Review
As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.
Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
- Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
- Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
- Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
- Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
- Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
- Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.
Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.