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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
(+18%)
Cap. Flow
-$4.09M
Cap. Flow
% of AUM
-0.34%
Top 10 Holdings %
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Innovator Growth-100 Power Buffer ETF January
NJAN
|
+$5.85M |
| 2 |
Global X Adaptive US Factor ETF
AUSF
|
+$5.83M |
| 3 |
Innovator US Equity Power Buffer ETF July
PJUL
|
+$5.06M |
| 4 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$2.83M |
| 5 |
Vanguard Dividend Appreciation ETF
VIG
|
+$2.09M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$7.55M |
| 2 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$6.53M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$5.27M |
| 4 |
Invesco FTSE RAFI Emerging Markets ETF
PXH
|
+$4.6M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$4.24M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.73% |
| 2 | Financials | 5.31% |
| 3 | Healthcare | 3.06% |
| 4 | Consumer Discretionary | 2.27% |
| 5 | Consumer Staples | 2.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HDV
126
iShares Core High Dividend ETF
HDV
$14.8B
| $1.19M | 0.1% |
73,430
-17,595
| -19% | -$284K |
|
127
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $1.19M | 0.1% |
17,639
+107
| +0.6% | +$6.68K |
|
128
Eli Lilly
LLY
$1.06T
| $1.18M | 0.1% |
7,215
+330
| +5% | +$50.7K |
|
129
Nike
NKE
$61.9B
| $1.17M | 0.1% |
11,954
+958
| +9% | +$88.4K |
|
130
Boeing
BA
$185B
| $1.16M | 0.1% |
6,340
+658
| +12% | +$101K |
|
131
RTX Corp
RTX
$301B
| $1.14M | 0.1% |
18,570
-3,229
| -15% | -$201K |
|
132
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
| $1.13M | 0.09% |
7,778
+4,892
| +170% | +$657K |
|
133
Bristol-Myers Squibb
BMY
$132B
| $1.13M | 0.09% |
19,153
-2
| -0% | -$120 |
|
134
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
| $1.12M | 0.09% |
22,303
-1,000
| -4% | -$49.8K |
|
135
State Street Technology Select Sector SPDR ETF
XLK
$123B
| $1.1M | 0.09% |
21,000
+8,218
| +64% | +$387K |
|
136
Applied Materials
AMAT
$428B
| $1.08M | 0.09% |
17,929
-1,063
| -6% | -$57.3K |
|
137
SPDR Gold Trust
GLD
$142B
| $1.07M | 0.09% |
6,423
+839
| +15% | +$135K |
|
138
iShares Biotechnology ETF
IBB
$9.71B
| $1.07M | 0.09% |
7,870
+3,926
| +100% | +$500K |
|
139
Caterpillar
CAT
$387B
| $1.06M | 0.09% |
8,401
+1,616
| +24% | +$192K |
|
140
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
| $1.05M | 0.09% |
34,253
+30,366
| +781% | +$932K |
|
141
WisdomTree US MidCap Fund
EZM
$956M
| $1.05M | 0.09% |
32,170
+3,020
| +10% | +$92K |
|
142
ARK Web x.0 ETF
ARKW
$1.75B
| $1.03M | 0.09% |
12,111
-810
| -6% | -$56.9K |
|
143
Norfolk Southern
NSC
$75.1B
| $1.03M | 0.09% |
5,849
-48
| -0.8% | -$8.13K |
|
144
VanEck Merk Gold Trust
OUNZ
$2.69B
| $1.03M | 0.09% |
+59,038
| New | +$989K |
|
|
UN
145
DELISTED
Unilever NV New York Registry Shares
UN
| $1.01M | 0.08% |
18,929
-1,228
| -6% | -$62.4K |
|
146
Meta Platforms (Facebook)
META
$1.51T
| $1.01M | 0.08% |
4,439
+306
| +7% | +$63.9K |
|
147
Blackstone
BX
$110B
| $960K | 0.08% |
16,953
-100
| -0.6% | -$5.26K |
|
148
Costco
COST
$420B
| $949K | 0.08% |
3,132
+101
| +3% | +$30.7K |
|
149
Altria Group
MO
$114B
| $948K | 0.08% |
24,164
-497
| -2% | -$19.4K |
|
150
Adobe
ADBE
$105B
| $938K | 0.08% |
2,155
-222
| -9% | -$82.3K |
|
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Carroll Financial Associates's Q2 2020 Portfolio in Review
As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.
Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.
By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
- Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
- Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
- Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
- Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
- Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.
Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.