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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
126
Nucor
NUE
$62.5B
$1.04M 0.1%
28,964
-186
-0.6% -$8.26K
VFMF icon
127
Vanguard US Multifactor ETF
VFMF
$923M
$1.04M 0.1%
18,468
+2,328
+14% +$170K
CVS icon
128
CVS Health
CVS
$122B
$1.03M 0.1%
17,355
+9,728
+128% +$649K
UN
129
DELISTED
Unilever NV New York Registry Shares
UN
$983K 0.1%
20,157
-591
-3% -$32.3K
FOCS
130
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$982K 0.1%
42,701
+4,000
+10% +$106K
MUB icon
131
iShares National Muni Bond ETF
MUB
$45.8B
$969K 0.1%
8,579
+5,047
+143% +$576K
TAIL icon
132
Cambria Tail Risk ETF
TAIL
$146M
$969K 0.1%
+40,637
New +$853K
LLY icon
133
Eli Lilly
LLY
$1.1T
$955K 0.09%
6,885
+171
+3% +$23.5K
MO icon
134
Altria Group
MO
$109B
$953K 0.09%
24,661
+67
+0.3% +$2.97K
PDP icon
135
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$946K 0.09%
17,532
+669
+4% +$41.9K
CLX icon
136
Clorox
CLX
$13B
$931K 0.09%
5,375
+2,479
+86% +$410K
PREF icon
137
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$929K 0.09%
52,980
+46,535
+722% +$913K
ABBV icon
138
AbbVie
ABBV
$438B
$917K 0.09%
12,037
+273
+2% +$23.3K
NKE icon
139
Nike
NKE
$62.5B
$909K 0.09%
10,996
+374
+4% +$34.8K
IXN icon
140
iShares Global Tech ETF
IXN
$9.17B
$897K 0.09%
29,514
+8,166
+38% +$282K
IEI icon
141
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$889K 0.09%
6,667
+837
+14% +$108K
AMAT icon
142
Applied Materials
AMAT
$415B
$870K 0.09%
18,992
-4,092
-18% -$235K
COST icon
143
Costco
COST
$423B
$864K 0.08%
3,031
-187
-6% -$56.7K
NSC icon
144
Norfolk Southern
NSC
$75B
$861K 0.08%
5,897
-35
-0.6% -$6.46K
BA icon
145
Boeing
BA
$184B
$847K 0.08%
5,682
-614
-10% -$168K
GLD icon
146
SPDR Gold Trust
GLD
$143B
$826K 0.08%
5,584
-794
-12% -$118K
MDYG icon
147
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.93B
$794K 0.08%
18,555
-25,566
-58% -$1.35M
CAT icon
148
Caterpillar
CAT
$385B
$787K 0.08%
6,785
+198
+3% +$25.3K
FUT
149
DELISTED
ProShares Managed Futures Strategy ETF
FUT
$780K 0.08%
+19,450
New +$760K
BX icon
150
Blackstone
BX
$113B
$777K 0.08%
17,053
+3,485
+26% +$193K
4 5
6
7 8

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.