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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
126
Walmart Inc
WMT
$890B
$1.04M 0.1%
32,019
+1,410
+5% +$45.7K
GE icon
127
GE Aerospace
GE
$384B
$1.04M 0.1%
20,844
-3,766
-15% -$177K
NKE icon
128
Nike
NKE
$61.9B
$1.03M 0.1%
12,228
+2,786
+30% +$230K
NEE icon
129
NextEra Energy
NEE
$177B
$998K 0.09%
20,660
+7,444
+56% +$340K
ORCL icon
130
Oracle
ORCL
$423B
$987K 0.09%
18,377
+1,769
+11% +$90.1K
IJK icon
131
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$984K 0.09%
17,972
+12
+0.1% +$633
VNLA icon
132
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$967K 0.09%
19,471
-1,102
-5% -$54.4K
PDP icon
133
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$886K 0.08%
15,635
+3,344
+27% +$178K
DON icon
134
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$876K 0.08%
24,481
+20,248
+478% +$707K
V icon
135
Visa
V
$677B
$875K 0.08%
5,606
+377
+7% +$54.3K
ARKW icon
136
ARK Web x.0 ETF
ARKW
$1.76B
$872K 0.08%
16,844
-1,180
-7% -$58.4K
ABBV icon
137
AbbVie
ABBV
$435B
$864K 0.08%
10,729
+5,885
+121% +$481K
VGT icon
138
Vanguard Information Technology ETF
VGT
$149B
$862K 0.08%
34,384
+208
+0.6% +$4.83K
BMY icon
139
Bristol-Myers Squibb
BMY
$132B
$846K 0.08%
17,733
+709
+4% +$35.3K
VV icon
140
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$844K 0.08%
6,507
– –
AMAT icon
141
Applied Materials
AMAT
$428B
$802K 0.08%
20,236
+52
+0.3% +$1.98K
NVS icon
142
Novartis
NVS
$297B
$799K 0.07%
9,275
+3,963
+75% +$318K
DE icon
143
Deere & Co
DE
$168B
$795K 0.07%
4,977
+2,899
+140% +$463K
YUM icon
144
Yum! Brands
YUM
$41.1B
$773K 0.07%
7,749
+3,413
+79% +$323K
LNC icon
145
Lincoln National
LNC
$8.81B
$765K 0.07%
13,034
-514
-4% -$30.4K
SBUX icon
146
Starbucks
SBUX
$120B
$759K 0.07%
10,214
+3,898
+62% +$268K
XMLV icon
147
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$748K 0.07%
15,063
+582
+4% +$27.9K
IBB icon
148
iShares Biotechnology ETF
IBB
$9.77B
$746K 0.07%
6,676
+2,093
+46% +$230K
BNY
149
Bank of New York Mellon
BNY
$107B
$743K 0.07%
14,740
-54,839
-79% -$2.83M
VTI icon
150
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$733K 0.07%
5,069
– –
4 5
6
7 8

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.