CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+12.04%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$82.5M
Cap. Flow %
7.73%
Top 10 Hldgs %
50.27%
Holding
1,609
New
222
Increased
401
Reduced
271
Closed
81

Top Buys

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$29.1M
2
SPMD icon
SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$22.7M
3
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$22.5M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
$7.1M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$3.55M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$10.7M
2
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$6.01M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.98M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$4.75M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$4.04M

Sector Composition

1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WMT icon
126
Walmart
WMT
$805B
$1.04M 0.1%
32,019
+1,410
+5% +$45.8K
GE icon
127
GE Aerospace
GE
$299B
$1.04M 0.1%
20,844
-3,766
-15% -$187K
NKE icon
128
Nike
NKE
$111B
$1.03M 0.1%
12,228
+2,786
+30% +$234K
NEE icon
129
NextEra Energy, Inc.
NEE
$146B
$998K 0.09%
20,660
+7,444
+56% +$360K
ORCL icon
130
Oracle
ORCL
$626B
$987K 0.09%
18,377
+1,769
+11% +$95K
IJK icon
131
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.17B
$984K 0.09%
17,972
+12
+0.1% +$657
VNLA icon
132
Janus Henderson Short Duration Income ETF
VNLA
$2.75B
$967K 0.09%
19,471
-1,102
-5% -$54.7K
PDP icon
133
Invesco Dorsey Wright Momentum ETF
PDP
$1.29B
$886K 0.08%
15,635
+3,344
+27% +$189K
DON icon
134
WisdomTree US MidCap Dividend Fund
DON
$3.84B
$876K 0.08%
24,481
+20,248
+478% +$725K
V icon
135
Visa
V
$681B
$875K 0.08%
5,606
+377
+7% +$58.8K
ARKW icon
136
ARK Web x.0 ETF
ARKW
$2.33B
$872K 0.08%
16,844
-1,180
-7% -$61.1K
ABBV icon
137
AbbVie
ABBV
$376B
$864K 0.08%
10,729
+5,885
+121% +$474K
VGT icon
138
Vanguard Information Technology ETF
VGT
$99.7B
$862K 0.08%
4,298
+26
+0.6% +$5.22K
BMY icon
139
Bristol-Myers Squibb
BMY
$95B
$846K 0.08%
17,733
+709
+4% +$33.8K
VV icon
140
Vanguard Large-Cap ETF
VV
$44.7B
$844K 0.08%
6,507
– –
AMAT icon
141
Applied Materials
AMAT
$126B
$802K 0.08%
20,236
+52
+0.3% +$2.06K
NVS icon
142
Novartis
NVS
$249B
$799K 0.07%
9,275
+3,963
+75% +$341K
DE icon
143
Deere & Co
DE
$128B
$795K 0.07%
4,977
+2,899
+140% +$463K
YUM icon
144
Yum! Brands
YUM
$39.9B
$773K 0.07%
7,749
+3,413
+79% +$340K
LNC icon
145
Lincoln National
LNC
$8.19B
$765K 0.07%
13,034
-514
-4% -$30.2K
SBUX icon
146
Starbucks
SBUX
$98.9B
$759K 0.07%
10,214
+3,898
+62% +$290K
XMLV icon
147
Invesco S&P MidCap Low Volatility ETF
XMLV
$816M
$748K 0.07%
15,063
+582
+4% +$28.9K
IBB icon
148
iShares Biotechnology ETF
IBB
$5.68B
$746K 0.07%
6,676
+2,093
+46% +$234K
BK icon
149
Bank of New York Mellon
BK
$74.4B
$743K 0.07%
14,740
-54,839
-79% -$2.76M
VTI icon
150
Vanguard Total Stock Market ETF
VTI
$529B
$733K 0.07%
5,069
– –
4 5
6
7 8