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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
(+0.85%)
Cap. Flow
-$46.8M
Cap. Flow
% of AUM
-4.95%
Top 10 Holdings %
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.03M |
| 2 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$2.43M |
| 3 |
Invesco FTSE RAFI Emerging Markets ETF
PXH
|
+$1.69M |
| 4 |
GRES
IQ ARB Global Resources
GRES
|
+$1.28M |
| 5 |
Truist Financial
TFC
|
+$558K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$24.8M |
| 2 |
SCIU
Global X Scientific Beta US ETF
SCIU
|
+$9.87M |
| 3 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$7.2M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$3.49M |
| 5 |
Cohen & Steers REIT and Preferred and Income Fund
RNP
|
+$3.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.96% |
| 2 | Technology | 6.05% |
| 3 | Healthcare | 3.89% |
| 4 | Energy | 3.23% |
| 5 | Industrials | 2.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares Core S&P US Growth ETF
IUSG
$33.7B
| $876K | 0.09% |
14,115
+835
| +6% | +$50.4K |
|
127
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
| $868K | 0.09% |
6,507
| – | – |
|
128
ARK Israel Innovative Technology ETF
IZRL
$141M
| $864K | 0.09% |
39,500
+864
| +2% | +$18.4K |
|
129
Oracle
ORCL
$423B
| $856K | 0.09% |
16,608
-30
| -0.2% | -$1.46K |
|
130
LendingTree
TREE
$451M
| $828K | 0.09% |
3,601
| – | – |
|
|
CBL
131
DELISTED
CBL& Associates Properties, Inc.
CBL
| $814K | 0.09% |
204,240
+3,200
| +2% | +$15.3K |
|
132
Nike
NKE
$61.9B
| $812K | 0.09% |
9,590
+113
| +1% | +$9.08K |
|
133
Visa
V
$677B
| $812K | 0.09% |
5,413
-74
| -1% | -$10.5K |
|
134
Invesco Dividend Achievers ETF
PFM
$808M
| $806K | 0.09% |
29,277
-1,400
| -5% | -$37.7K |
|
|
SCG
135
DELISTED
Scana
SCG
| $797K | 0.08% |
20,499
-2,173
| -10% | -$83.3K |
|
136
Applied Materials
AMAT
$428B
| $779K | 0.08% |
20,174
-17,237
| -46% | -$762K |
|
137
ARK Web x.0 ETF
ARKW
$1.76B
| $766K | 0.08% |
13,304
-410
| -3% | -$23.6K |
|
138
Occidental Petroleum
OXY
$55.9B
| $761K | 0.08% |
9,261
-6
| -0.1% | -$485 |
|
139
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.1B
| $760K | 0.08% |
21,110
-190
| -0.9% | -$6.84K |
|
140
Becton Dickinson
BDX
$48.2B
| $748K | 0.08% |
2,938
-1,411
| -32% | -$348K |
|
141
iShares Biotechnology ETF
IBB
$9.77B
| $745K | 0.08% |
6,112
| – | – |
|
142
Eli Lilly
LLY
$1.06T
| $744K | 0.08% |
6,938
+5
| +0.1% | +$500 |
|
143
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $744K | 0.08% |
12,497
-1,850
| -13% | -$107K |
|
144
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
| $710K | 0.08% |
4,746
| – | – |
|
145
Emerson Electric
EMR
$88.3B
| $705K | 0.07% |
9,215
-2,335
| -20% | -$172K |
|
146
Costco
COST
$420B
| $699K | 0.07% |
2,980
-20
| -0.7% | -$4.5K |
|
147
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
| $689K | 0.07% |
14,200
+44
| +0.3% | +$2.13K |
|
148
Enterprise Products Partners
EPD
$81.7B
| $679K | 0.07% |
23,645
+1,504
| +7% | +$43.5K |
|
149
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
| $675K | 0.07% |
7,476
+336
| +5% | +$29.5K |
|
150
Berkshire Hathaway Class A
BRK.A
$1.12T
| $640K | 0.07% |
2
| – | – |
|
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Carroll Financial Associates's Q3 2018 Portfolio in Review
As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.
Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.
- Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
- Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
- Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
- Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
- Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
- Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
- Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.
Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.