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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKG icon
126
ARK Genomic Revolution ETF
ARKG
$1.73B
$785K 0.09%
30,502
+3,072
+11% +$83.2K
PFM icon
127
Invesco Dividend Achievers ETF
PFM
$808M
$777K 0.09%
30,638
-480
-2% -$12.6K
AFL icon
128
Aflac
AFL
$62.6B
$770K 0.08%
17,608
+838
+5% +$37.1K
VGT icon
129
Vanguard Information Technology ETF
VGT
$149B
$765K 0.08%
35,808
+384
+1% +$8.38K
XLK icon
130
State Street Technology Select Sector SPDR ETF
XLK
$124B
$750K 0.08%
22,952
– –
ORCL icon
131
Oracle
ORCL
$423B
$745K 0.08%
16,288
-899
-5% -$44.7K
PDP icon
132
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$723K 0.08%
13,744
+449
+3% +$24K
NSC icon
133
Norfolk Southern
NSC
$75.1B
$720K 0.08%
5,307
+173
+3% +$24.9K
ARKQ icon
134
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.1B
$718K 0.08%
21,870
+3,331
+18% +$117K
HDEF icon
135
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
$713K 0.08%
29,720
-1,345
-4% -$32.8K
GSEW icon
136
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.97B
$707K 0.08%
16,400
+1,300
+9% +$57.3K
IZRL icon
137
ARK Israel Innovative Technology ETF
IZRL
$141M
$700K 0.08%
+35,336
New +$738K
BBDC icon
138
Barings BDC
BBDC
$965M
$670K 0.07%
60,200
-61,200
-50% -$665K
HON icon
139
Honeywell
HON
$78B
$651K 0.07%
4,987
+427
+9% +$59.1K
VTI icon
140
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$644K 0.07%
4,746
-120
-2% -$16.8K
SYY icon
141
Sysco
SYY
$40.3B
$638K 0.07%
10,649
-677
-6% -$41K
IBB icon
142
iShares Biotechnology ETF
IBB
$9.77B
$633K 0.07%
5,931
-375
-6% -$41.6K
IXUS icon
143
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$633K 0.07%
10,052
+3,174
+46% +$204K
NKE icon
144
Nike
NKE
$61.9B
$627K 0.07%
9,440
+150
+2% +$9.9K
IUSG icon
145
iShares Core S&P US Growth ETF
IUSG
$33.7B
$622K 0.07%
11,395
– –
ARKW icon
146
ARK Web x.0 ETF
ARKW
$1.76B
$619K 0.07%
12,425
+23
+0.2% +$1.17K
XMLV icon
147
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$616K 0.07%
13,755
+735
+6% +$32.9K
V icon
148
Visa
V
$677B
$612K 0.07%
5,119
-110
-2% -$13.3K
OXY icon
149
Occidental Petroleum
OXY
$55.9B
$604K 0.07%
9,311
+47
+0.5% +$3.29K
BRK.A icon
150
Berkshire Hathaway Class A
BRK.A
$1.12T
$598K 0.07%
+2
New +$616K
4 5
6
7 8

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NFG
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6M
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RFA
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.