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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
241
Reduced
271
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRNT icon
126
The 3D Printing ETF
PRNT
$63.5M
$768K 0.08%
31,550
+10,550
+50% +$270K
HDEF icon
127
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.33B
$766K 0.08%
31,065
– –
NSC icon
128
Norfolk Southern
NSC
$75.6B
$743K 0.08%
5,134
+1,161
+29% +$156K
AFL icon
129
Aflac
AFL
$64.5B
$736K 0.08%
16,770
+1,496
+10% +$63.9K
FTCS icon
130
First Trust Capital Strength ETF
FTCS
$7.92B
$734K 0.08%
14,408
+9,998
+227% +$496K
XLK icon
131
State Street Technology Select Sector SPDR ETF
XLK
$123B
$733K 0.08%
22,952
-730
-3% -$22.9K
VGT icon
132
Vanguard Information Technology ETF
VGT
$147B
$729K 0.08%
35,424
– –
SYY icon
133
Sysco
SYY
$40.7B
$687K 0.08%
11,326
-940
-8% -$53.3K
PDP icon
134
Invesco Dorsey Wright Momentum ETF
PDP
$1.52B
$686K 0.08%
13,295
-82,877
-86% -$4.21M
WELL icon
135
Welltower
WELL
$168B
$685K 0.07%
10,756
+23
+0.2% +$1.54K
OXY icon
136
Occidental Petroleum
OXY
$54.8B
$682K 0.07%
9,264
-839
-8% -$56.9K
IBB icon
137
iShares Biotechnology ETF
IBB
$9.39B
$673K 0.07%
6,306
-255
-4% -$27.3K
ARKG icon
138
ARK Genomic Revolution ETF
ARKG
$1.64B
$671K 0.07%
27,430
+11,950
+77% +$303K
VTI icon
139
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$667K 0.07%
4,866
-572
-11% -$76.5K
GSEW icon
140
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.96B
$656K 0.07%
+15,100
New +$639K
HBI
141
DELISTED
Hanesbrands
HBI
$634K 0.07%
30,331
+510
+2% +$10.9K
HON icon
142
Honeywell
HON
$78.2B
$631K 0.07%
4,560
-27
-0.6% -$3.62K
MDLZ icon
143
Mondelez International
MDLZ
$79.2B
$628K 0.07%
14,677
+33
+0.2% +$1.39K
EPD icon
144
Enterprise Products Partners
EPD
$81.9B
$617K 0.07%
23,279
-246
-1% -$6.23K
CAT icon
145
Caterpillar
CAT
$404B
$616K 0.07%
3,909
-61
-2% -$8.46K
IUSG icon
146
iShares Core S&P US Growth ETF
IUSG
$33.5B
$612K 0.07%
11,395
+970
+9% +$51K
ARKQ icon
147
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.05B
$610K 0.07%
18,539
+4,859
+36% +$162K
VV icon
148
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
$610K 0.07%
4,979
– –
V icon
149
Visa
V
$690B
$596K 0.07%
5,229
-6,248
-54% -$690K
MUB icon
150
iShares National Muni Bond ETF
MUB
$45.4B
$592K 0.06%
5,351
+600
+13% +$66.4K
4 5
6
7 8

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 241 increased, 271 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.