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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
126
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$713K 0.08%
5,438
+560
+11% +$70.9K
BA icon
127
Boeing
BA
$190B
$710K 0.08%
2,745
-35
-1% -$8.16K
HBI
128
DELISTED
Hanesbrands
HBI
$708K 0.08%
29,821
+22,115
+287% +$530K
XLK icon
129
State Street Technology Select Sector SPDR ETF
XLK
$123B
$708K 0.08%
23,682
-180
-0.8% -$5.19K
AMJ
130
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$700K 0.08%
24,401
+1,250
+5% +$35.9K
SCHD icon
131
Schwab US Dividend Equity ETF
SCHD
$104B
$698K 0.08%
44,172
+13,014
+42% +$199K
VGT icon
132
Vanguard Information Technology ETF
VGT
$148B
$682K 0.08%
35,424
+1,712
+5% +$31.7K
SYY icon
133
Sysco
SYY
$40.5B
$665K 0.08%
12,266
-3,936
-24% -$205K
UNP icon
134
Union Pacific
UNP
$175B
$665K 0.08%
5,839
+49
+0.8% +$5.25K
OXY icon
135
Occidental Petroleum
OXY
$53.8B
$650K 0.07%
10,103
-25
-0.2% -$1.52K
AFL icon
136
Aflac
AFL
$63.5B
$629K 0.07%
15,274
+106
+0.7% +$4.27K
EPD icon
137
Enterprise Products Partners
EPD
$81.2B
$618K 0.07%
23,525
+2,325
+11% +$61.5K
MDLZ icon
138
Mondelez International
MDLZ
$79.9B
$601K 0.07%
14,644
+2,022
+16% +$85.9K
HON icon
139
Honeywell
HON
$78.9B
$592K 0.07%
4,587
-127
-3% -$15.8K
BKLN icon
140
Invesco Senior Loan ETF
BKLN
$6.8B
$585K 0.07%
25,272
+1,479
+6% +$34.2K
LLY icon
141
Eli Lilly
LLY
$1.04T
$585K 0.07%
6,680
-379
-5% -$31.1K
VV icon
142
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
$582K 0.07%
4,979
– –
MON
143
DELISTED
Monsanto Co
MON
$577K 0.07%
4,816
+588
+14% +$69.2K
AEP icon
144
American Electric Power
AEP
$68.5B
$574K 0.07%
8,041
+378
+5% +$26.9K
POWA icon
145
Invesco Bloomberg Pricing Power ETF
POWA
$182M
$554K 0.06%
12,400
+582
+5% +$25.1K
PRNT icon
146
The 3D Printing ETF
PRNT
$64.5M
$552K 0.06%
+21,000
New +$519K
ABBV icon
147
AbbVie
ABBV
$434B
$546K 0.06%
6,058
+46
+0.8% +$3.5K
STI
148
DELISTED
SunTrust Banks, Inc.
STI
$541K 0.06%
8,933
-48
-0.5% -$2.71K
IUSG icon
149
iShares Core S&P US Growth ETF
IUSG
$33.6B
$532K 0.06%
10,425
– –
MUB icon
150
iShares National Muni Bond ETF
MUB
$45.4B
$526K 0.06%
4,751
-205
-4% -$22.7K
4 5
6
7 8

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.