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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
126
Invesco QQQ Trust
QQQ
$480B
$696K 0.09%
5,262
+447
+9% +$57.1K
SLB icon
127
SLB Ltd
SLB
$74.1B
$678K 0.09%
8,687
-352
-4% -$28.8K
GPC icon
128
Genuine Parts
GPC
$18.1B
$664K 0.08%
7,188
+84
+1% +$8.08K
PCY icon
129
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$651K 0.08%
22,415
+13,147
+142% +$379K
OXY icon
130
Occidental Petroleum
OXY
$53.5B
$641K 0.08%
10,127
-42
-0.4% -$2.79K
XLK icon
131
State Street Technology Select Sector SPDR ETF
XLK
$122B
$640K 0.08%
24,038
– –
FAST icon
132
Fastenal
FAST
$57.4B
$632K 0.08%
49,124
-648
-1% -$8.12K
WELL icon
133
Welltower
WELL
$171B
$631K 0.08%
8,918
+929
+12% +$62.7K
UNP icon
134
Union Pacific
UNP
$176B
$602K 0.08%
5,690
– –
VTI icon
135
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
$599K 0.08%
4,942
-3,392
-41% -$406K
VGT icon
136
Vanguard Information Technology ETF
VGT
$147B
$586K 0.07%
34,592
+488
+1% +$7.97K
IBB icon
137
iShares Biotechnology ETF
IBB
$9.47B
$578K 0.07%
5,922
+27
+0.5% +$2.58K
MUB icon
138
iShares National Muni Bond ETF
MUB
$45.4B
$566K 0.07%
5,201
-1,154
-18% -$125K
EPD icon
139
Enterprise Products Partners
EPD
$81.6B
$559K 0.07%
20,279
+3
+0% +$84
VV icon
140
Vanguard Morningstar Large-Cap ETF
VV
$54.1B
$538K 0.07%
4,979
– –
CVS icon
141
CVS Health
CVS
$126B
$526K 0.07%
6,709
+111
+2% +$8.86K
HON icon
142
Honeywell
HON
$78.6B
$526K 0.07%
4,672
+100
+2% +$11K
STLA icon
143
Stellantis
STLA
$21.2B
$520K 0.07%
47,686
-4,789
-9% -$51.5K
AFL icon
144
Aflac
AFL
$63.9B
$513K 0.07%
14,190
– –
AMZN icon
145
Amazon
AMZN
$2.94T
$510K 0.07%
11,520
+3,220
+39% +$134K
NKE icon
146
Nike
NKE
$63B
$506K 0.06%
9,091
+198
+2% +$10.9K
KMB icon
147
Kimberly-Clark
KMB
$37.4B
$505K 0.06%
3,840
-75
-2% -$9.46K
MDLZ icon
148
Mondelez International
MDLZ
$79.9B
$505K 0.06%
11,731
-519
-4% -$23K
STI
149
DELISTED
SunTrust Banks, Inc.
STI
$496K 0.06%
8,981
-206
-2% -$11.8K
BA icon
150
Boeing
BA
$190B
$491K 0.06%
2,780
+44
+2% +$7.49K
4 5
6
7 8

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.