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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMP icon
126
Compass Minerals
CMP
$1.15B
$611K 0.09%
7,806
-519
-6% -$39.5K
XLE icon
127
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$591K 0.08%
15,718
+3,570
+29% +$129K
UNP icon
128
Union Pacific
UNP
$174B
$589K 0.08%
5,690
+47
+0.8% +$4.62K
GOOGL icon
129
Alphabet (Google) Class A
GOOGL
$4.33T
$588K 0.08%
14,860
+3,660
+33% +$146K
FAST icon
130
Fastenal
FAST
$59.5B
$584K 0.08%
49,772
-1,016
-2% -$11.1K
RWO icon
131
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$581K 0.08%
12,401
+3,000
+32% +$139K
XLK icon
132
State Street Technology Select Sector SPDR ETF
XLK
$124B
$581K 0.08%
24,038
+5,040
+27% +$120K
IEMG icon
133
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$579K 0.08%
13,649
+2,914
+27% +$128K
LQD icon
134
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$576K 0.08%
4,922
+285
+6% +$33.9K
QQQ icon
135
Invesco QQQ Trust
QQQ
$484B
$570K 0.08%
4,815
+729
+18% +$86K
ITOT icon
136
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$564K 0.08%
11,003
+10,498
+2,079% +$525K
EPD icon
137
Enterprise Products Partners
EPD
$81.7B
$548K 0.08%
20,276
-386
-2% -$10.1K
MDLZ icon
138
Mondelez International
MDLZ
$79.9B
$543K 0.08%
12,250
-3,251
-21% -$140K
WELL icon
139
Welltower
WELL
$171B
$534K 0.08%
7,989
-1,710
-18% -$113K
PAYX icon
140
Paychex
PAYX
$42.7B
$529K 0.08%
8,693
-270
-3% -$15.6K
IBB icon
141
iShares Biotechnology ETF
IBB
$9.77B
$521K 0.07%
5,895
-1,917
-25% -$174K
CVS icon
142
CVS Health
CVS
$122B
$520K 0.07%
6,598
+204
+3% +$16.5K
VGT icon
143
Vanguard Information Technology ETF
VGT
$149B
$517K 0.07%
34,104
– –
VV icon
144
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$509K 0.07%
4,979
– –
COKE icon
145
Coca-Cola Consolidated
COKE
$12.8B
$505K 0.07%
28,270
-740
-3% -$11.6K
STI
146
DELISTED
SunTrust Banks, Inc.
STI
$503K 0.07%
9,187
+323
+4% +$16.1K
AFL icon
147
Aflac
AFL
$63.4B
$493K 0.07%
14,190
– –
HON icon
148
Honeywell
HON
$78B
$478K 0.07%
4,572
-24
-0.5% -$2.44K
STLA icon
149
Stellantis
STLA
$20.8B
$477K 0.07%
52,475
-15,370
-23% -$115K
D icon
150
Dominion Energy
D
$59.3B
$473K 0.07%
6,178
+340
+6% +$25.1K
4 5
6
7 8

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6M
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RFA
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.