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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
126
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$522K 0.1%
7,858
+5,875
+296% +$374K
BNCN
127
DELISTED
BNC Bancorp
BNCN
$514K 0.1%
24,370
+7
+0% +$151
DVY icon
128
iShares Select Dividend ETF
DVY
$23.6B
$513K 0.1%
6,283
-3,696
-37% -$282K
NKE icon
129
Nike
NKE
$61.9B
$512K 0.1%
8,338
-138
-2% -$8.33K
GWW icon
130
W.W. Grainger
GWW
$60.2B
$508K 0.09%
2,180
-110
-5% -$23K
KMB icon
131
Kimberly-Clark
KMB
$36.5B
$507K 0.09%
3,770
+150
+4% +$19.5K
ORCL icon
132
Oracle
ORCL
$423B
$507K 0.09%
12,417
+1,184
+11% +$43.8K
IHDG icon
133
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$500K 0.09%
19,522
+7,849
+67% +$198K
EPD icon
134
Enterprise Products Partners
EPD
$81.7B
$499K 0.09%
20,290
+659
+3% +$15.3K
KHC icon
135
Kraft Heinz
KHC
$30B
$499K 0.09%
6,363
-987
-13% -$73.9K
PGHY icon
136
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$486K 0.09%
20,990
+3,860
+23% +$87.8K
AEP icon
137
American Electric Power
AEP
$68.4B
$478K 0.09%
7,206
+718
+11% +$44.4K
VV icon
138
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$468K 0.09%
4,979
– –
ARCC icon
139
Ares Capital
ARCC
$14.4B
$458K 0.09%
30,900
-4,030
-12% -$55.5K
VGT icon
140
Vanguard Information Technology ETF
VGT
$149B
$457K 0.08%
33,400
+3,392
+11% +$43.2K
AFL icon
141
Aflac
AFL
$62.6B
$447K 0.08%
14,190
-74
-0.5% -$2.2K
GILD icon
142
Gilead Sciences
GILD
$165B
$442K 0.08%
4,815
+325
+7% +$29.3K
HON icon
143
Honeywell
HON
$78B
$441K 0.08%
4,381
+418
+11% +$39.2K
TPR icon
144
Tapestry
TPR
$32.8B
$434K 0.08%
10,839
-3,668
-25% -$133K
GIS icon
145
General Mills
GIS
$19.7B
$433K 0.08%
6,837
+2,221
+48% +$129K
XLK icon
146
State Street Technology Select Sector SPDR ETF
XLK
$124B
$431K 0.08%
19,464
– –
EFA icon
147
iShares MSCI EAFE ETF
EFA
$80.2B
$427K 0.08%
7,477
+110
+1% +$6.06K
D icon
148
Dominion Energy
D
$59.3B
$423K 0.08%
5,640
+116
+2% +$8.21K
CLX icon
149
Clorox
CLX
$12.7B
$422K 0.08%
3,348
+131
+4% +$16.7K
PAYX icon
150
Paychex
PAYX
$42.7B
$420K 0.08%
7,785
+2,951
+61% +$149K
4 5
6
7 8

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.