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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
126
DELISTED
Monsanto Co
MON
$442K 0.1%
4,827
-204
-4% -$20.2K
RSP icon
127
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$433K 0.1%
5,618
+17
+0.3% +$1.32K
IWF icon
128
iShares Russell 1000 Growth ETF
IWF
$128B
$429K 0.1%
17,616
+596
+4% +$14.7K
CEFL
129
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$421K 0.09%
24,500
+2,700
+12% +$48.9K
VGT icon
130
Vanguard Information Technology ETF
VGT
$149B
$415K 0.09%
31,544
+1,976
+7% +$25.9K
XLE icon
131
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$414K 0.09%
12,348
+1,200
+11% +$40.4K
D icon
132
Dominion Energy
D
$59.3B
$412K 0.09%
5,578
+819
+17% +$57.5K
XLK icon
133
State Street Technology Select Sector SPDR ETF
XLK
$124B
$405K 0.09%
19,464
-860
-4% -$17.7K
COKE icon
134
Coca-Cola Consolidated
COKE
$12.8B
$401K 0.09%
19,010
+12,500
+192% +$204K
PGHY icon
135
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$394K 0.09%
17,000
+300
+2% +$7.03K
UNP icon
136
Union Pacific
UNP
$174B
$387K 0.09%
4,149
+223
+6% +$20.4K
NVS icon
137
Novartis
NVS
$297B
$385K 0.09%
4,702
+1,702
+57% +$151K
ORCL icon
138
Oracle
ORCL
$423B
$384K 0.09%
10,506
+275
+3% +$10.6K
APC
139
DELISTED
Anadarko Petroleum
APC
$384K 0.09%
5,379
+899
+20% +$63.9K
CLX icon
140
Clorox
CLX
$12.7B
$380K 0.08%
3,117
+342
+12% +$38.4K
KMB icon
141
Kimberly-Clark
KMB
$36.5B
$377K 0.08%
3,198
+85
+3% +$9.37K
WELL icon
142
Welltower
WELL
$171B
$373K 0.08%
5,289
+4,916
+1,318% +$328K
VEA icon
143
Vanguard FTSE Developed Markets ETF
VEA
$236B
$368K 0.08%
9,739
+216
+2% +$8.3K
STI
144
DELISTED
SunTrust Banks, Inc.
STI
$365K 0.08%
9,095
+841
+10% +$35.2K
CBI
145
DELISTED
Chicago Bridge & Iron Nv
CBI
$364K 0.08%
9,037
+300
+3% +$13.9K
MORL
146
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$362K 0.08%
25,000
+500
+2% +$7.99K
AEP icon
147
American Electric Power
AEP
$68.4B
$361K 0.08%
6,134
+1,430
+30% +$79.4K
LLY icon
148
Eli Lilly
LLY
$1.06T
$352K 0.08%
4,574
+677
+17% +$57.2K
HON icon
149
Honeywell
HON
$78B
$350K 0.08%
3,950
-1
-0% -$91
QQQ icon
150
Invesco QQQ Trust
QQQ
$484B
$349K 0.08%
3,250
+20
+0.6% +$2.15K
4 5
6
7 8

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.