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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
126
Aflac
AFL
$64.5B
$437K 0.1%
14,042
– –
CBI
127
DELISTED
Chicago Bridge & Iron Nv
CBI
$437K 0.1%
8,737
+8,617
+7,181% +$448K
WMB icon
128
Williams Companies
WMB
$87.8B
$425K 0.1%
7,405
+5,630
+317% +$290K
BA icon
129
Boeing
BA
$184B
$421K 0.09%
3,035
+162
+6% +$23.6K
IWF icon
130
iShares Russell 1000 Growth ETF
IWF
$127B
$421K 0.09%
17,020
-544
-3% -$13.7K
XLK icon
131
State Street Technology Select Sector SPDR ETF
XLK
$122B
$421K 0.09%
20,324
+10,344
+104% +$221K
XLE icon
132
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$419K 0.09%
11,148
+894
+9% +$35.5K
ORCL icon
133
Oracle
ORCL
$413B
$412K 0.09%
10,231
+4,860
+90% +$211K
MORL
134
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$409K 0.09%
24,500
+24,100
+6,025% +$467K
VGT icon
135
Vanguard Information Technology ETF
VGT
$147B
$393K 0.09%
29,568
+2,088
+8% +$28.4K
PGHY icon
136
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
$392K 0.09%
16,700
+10,700
+178% +$252K
GOOG icon
137
Alphabet (Google) Class C
GOOG
$4.36T
$382K 0.09%
14,340
+7,461
+108% +$200K
VEA icon
138
Vanguard FTSE Developed Markets ETF
VEA
$234B
$378K 0.08%
9,523
+8,701
+1,059% +$360K
UNP icon
139
Union Pacific
UNP
$175B
$374K 0.08%
3,926
+943
+32% +$98.3K
HON icon
140
Honeywell
HON
$76.3B
$362K 0.08%
3,951
+656
+20% +$61.2K
STI
141
DELISTED
SunTrust Banks, Inc.
STI
$355K 0.08%
8,254
+4,445
+117% +$189K
APC
142
DELISTED
Anadarko Petroleum
APC
$350K 0.08%
4,480
+774
+21% +$67K
QQQ icon
143
Invesco QQQ Trust
QQQ
$479B
$346K 0.08%
3,230
+362
+13% +$39.4K
AXP icon
144
American Express
AXP
$231B
$337K 0.08%
4,332
+1,406
+48% +$112K
KMB icon
145
Kimberly-Clark
KMB
$36.1B
$330K 0.07%
3,113
+2,326
+296% +$253K
LLY icon
146
Eli Lilly
LLY
$1.06T
$325K 0.07%
3,897
+2,930
+303% +$223K
D icon
147
Dominion Energy
D
$58.8B
$318K 0.07%
4,759
+2,013
+73% +$142K
RIO icon
148
Rio Tinto
RIO
$162B
$304K 0.07%
7,376
+1,859
+34% +$81.6K
COST icon
149
Costco
COST
$421B
$302K 0.07%
2,237
+381
+21% +$54.8K
DXJ icon
150
WisdomTree Japan Hedged Equity Fund
DXJ
$7.35B
$299K 0.07%
5,223
+2,102
+67% +$122K
4 5
6
7 8

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.