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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
(-52%)
Cap. Flow
-$164M
Cap. Flow
% of AUM
-104.61%
Top 10 Holdings %
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$1.6M |
| 2 |
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
|
+$1.41M |
| 3 |
iShares Global 100 ETF
IOO
|
+$439K |
| 4 |
Stellantis
STLA
|
+$431K |
| 5 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$345K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$17.6M |
| 2 |
ExxonMobil
XOM
|
+$10.1M |
| 3 |
Invesco S&P 500 Downside Hedged ETF
PHDG
|
+$7.12M |
| 4 |
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
|
+$6.99M |
| 5 |
Microsoft
MSFT
|
+$6.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.35% |
| 2 | Financials | 8.48% |
| 3 | Energy | 6.48% |
| 4 | Healthcare | 6.38% |
| 5 | Consumer Staples | 5.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Target
TGT
$68B
| $162K | 0.1% |
2,136
-4
| -0.2% | -$270 |
|
127
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
| $159K | 0.1% |
8,000
-4,500
| -36% | -$87.5K |
|
128
Fidus Investment
FDUS
$772M
| $149K | 0.1% |
9,740
+4,280
| +78% | +$68.7K |
|
129
Alphabet (Google) Class C
GOOG
$4.32T
| $149K | 0.1% |
5,676
-5,033
| -47% | -$135K |
|
130
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
| $144K | 0.09% |
2,077
+1,128
| +119% | +$75.5K |
|
131
Biogen
BIIB
$30.7B
| $143K | 0.09% |
365
+134
| +58% | +$43.4K |
|
132
Kinder Morgan
KMI
$68.7B
| $143K | 0.09% |
3,510
-14,290
| -80% | -$563K |
|
133
Zimmer Biomet
ZBH
$18.4B
| $143K | 0.09% |
1,277
-1,069
| -46% | -$113K |
|
|
SUP
134
DELISTED
Superior Industries International
SUP
| $142K | 0.09% |
7,300
-13,700
| -65% | -$254K |
|
135
Ford
F
$55.7B
| $141K | 0.09% |
8,896
-2,115
| -19% | -$31.2K |
|
136
Vanguard FTSE Emerging Markets ETF
VWO
$124B
| $141K | 0.09% |
3,437
-1,044
| -23% | -$43K |
|
|
APC
137
DELISTED
Anadarko Petroleum
APC
| $140K | 0.09% |
1,685
-240
| -12% | -$20.9K |
|
138
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
| $139K | 0.09% |
6,000
-14,000
| -70% | -$334K |
|
139
Labcorp
LH
$25.9B
| $138K | 0.09% |
1,377
| – | – |
|
140
Genuine Parts
GPC
$18.7B
| $137K | 0.09% |
1,435
-592
| -29% | -$58K |
|
|
GMK
141
DELISTED
GRUMA SAB DE C V ADS(RP 4 B SHS
GMK
| $137K | 0.09% |
3,000
| – | – |
|
142
AbbVie
ABBV
$435B
| $136K | 0.09% |
2,392
+375
| +19% | +$23.6K |
|
143
Teva Pharmaceuticals
TEVA
$41.2B
| $129K | 0.08% |
2,289
-1,104
| -33% | -$61.5K |
|
144
US Bancorp
USB
$99.6B
| $129K | 0.08% |
2,957
-317
| -10% | -$13.6K |
|
145
Gilead Sciences
GILD
$165B
| $128K | 0.08% |
1,299
-2,535
| -66% | -$262K |
|
|
SCHW
146
Charles Schwab
SCHW
$187B
| $127K | 0.08% |
4,600
| – | – |
|
147
General Mills
GIS
$19.7B
| $126K | 0.08% |
2,359
| – | – |
|
148
Hershey
HSY
$36.6B
| $126K | 0.08% |
1,190
-79
| -6% | -$7.69K |
|
149
O'Reilly Automotive
ORLY
$76.3B
| $126K | 0.08% |
9,795
| – | – |
|
150
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
| $124K | 0.08% |
+1,780
| New | +$122K |
|
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Carroll Financial Associates's Q4 2014 Portfolio in Review
As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.
Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.
- Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
- Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
- Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
- Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
- Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
- Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
- Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.
Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.