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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
126
American Express
AXP
$236B
$325K 0.09%
3,431
+150
+5% +$13.5K
PGHY icon
127
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
$325K 0.09%
13,000
+1,000
+8% +$24.9K
CLX icon
128
Clorox
CLX
$12.8B
$322K 0.09%
3,526
+493
+16% +$44.2K
SNDK
129
DELISTED
SANDISK CORP
SNDK
$313K 0.09%
3,000
– –
MLPL
130
DELISTED
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN
MLPL
$313K 0.09%
4,450
+150
+3% +$9.31K
PX
131
DELISTED
Praxair Inc
PX
$311K 0.09%
2,340
-31
-1% -$4.06K
STT icon
132
State Street
STT
$51.4B
$303K 0.08%
4,500
– –
GOOG icon
133
Alphabet (Google) Class C
GOOG
$4.4T
$301K 0.08%
10,388
+1,796
+21% +$48.7K
STI
134
DELISTED
SunTrust Banks, Inc.
STI
$301K 0.08%
7,505
– –
SWN
135
DELISTED
Southwestern Energy Company
SWN
$296K 0.08%
6,500
+3,000
+86% +$139K
EMR icon
136
Emerson Electric
EMR
$91B
$292K 0.08%
4,397
-66
-1% -$4.44K
FITB
137
Fifth Third Bancorp
FITB
$52.2B
$292K 0.08%
13,666
+339
+3% +$7.18K
AMT icon
138
American Tower
AMT
$78.3B
$291K 0.08%
3,235
+1,070
+49% +$92.6K
PXH icon
139
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$288K 0.08%
13,500
+4,000
+42% +$83.3K
PRFZ icon
140
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.86B
$282K 0.08%
14,000
– –
NKE icon
141
Nike
NKE
$63B
$281K 0.08%
7,250
+70
+1% +$2.6K
TRW
142
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$269K 0.08%
+3,000
New +$251K
SGOL icon
143
abrdn Physical Gold Shares ETF
SGOL
$7.25B
$267K 0.07%
20,500
– –
GILD icon
144
Gilead Sciences
GILD
$164B
$259K 0.07%
3,126
+150
+5% +$11.7K
NVS icon
145
Novartis
NVS
$294B
$258K 0.07%
3,185
-112
-3% -$8.81K
OKS
146
DELISTED
Oneok Partners LP
OKS
$258K 0.07%
4,400
– –
APC
147
DELISTED
Anadarko Petroleum
APC
$255K 0.07%
2,325
– –
VCR icon
148
Vanguard Consumer Discretionary ETF
VCR
$6.3B
$252K 0.07%
2,308
+460
+25% +$48.6K
SIVR icon
149
abrdn Physical Silver Shares ETF
SIVR
$4.31B
$250K 0.07%
12,000
– –
VWO icon
150
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$249K 0.07%
5,780
+466
+9% +$19.6K
4 5
6
7 8

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.