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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MACU
1451
DELISTED
Mallard Acquisition Corp. Common stock
MACU
$4K ﹤0.01%
501
– –
DISCK
1452
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$4K ﹤0.01%
174
– –
NUAN
1453
DELISTED
Nuance Communications, Inc.
NUAN
$4K ﹤0.01%
78
– –
AGC
1454
DELISTED
Altimeter Growth Corp
AGC
$4K ﹤0.01%
400
– –
FM
1455
DELISTED
iShares Frontier and Select EM ETF
FM
$4K ﹤0.01%
+124
New +$4.16K
AAWW
1456
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$4K ﹤0.01%
55
– –
SBNY
1457
DELISTED
Signature Bank
SBNY
$4K ﹤0.01%
17
– –
ABM icon
1458
ABM Industries
ABM
$2.81B
$3K ﹤0.01%
73
– –
ALLE icon
1459
Allegion
ALLE
$14.1B
$3K ﹤0.01%
28
– –
AMCX icon
1460
AMC Global Media
AMCX
$489M
$3K ﹤0.01%
75
– –
ARES icon
1461
Ares Management
ARES
$31B
$3K ﹤0.01%
52
+14
+37% +$1.01K
BB icon
1462
BlackBerry
BB
$5.18B
$3K ﹤0.01%
400
– –
BGY icon
1463
BlackRock Enhanced International Dividend Trust
BGY
$533M
$3K ﹤0.01%
622
– –
COLB icon
1464
Columbia Banking Systems
COLB
$8.84B
$3K ﹤0.01%
93
– –
DBX icon
1465
Dropbox
DBX
$7.52B
$3K ﹤0.01%
119
-6,479
-98% -$201K
EWD icon
1466
iShares MSCI Sweden ETF
EWD
$593M
$3K ﹤0.01%
+78
New +$3.71K
EXPD icon
1467
Expeditors International
EXPD
$23.3B
$3K ﹤0.01%
30
+20
+200% +$2.5K
EXR icon
1468
Extra Space Storage
EXR
$31B
$3K ﹤0.01%
22
+14
+175% +$2.48K
EZA icon
1469
iShares MSCI South Africa ETF
EZA
$579M
$3K ﹤0.01%
+72
New +$3.44K
FIW icon
1470
First Trust Water ETF
FIW
$1.94B
$3K ﹤0.01%
45
– –
FWONA icon
1471
Liberty Media Series A
FWONA
$23.5B
$3K ﹤0.01%
71
– –
GBDC icon
1472
Golub Capital BDC
GBDC
$3.41B
$3K ﹤0.01%
207
+4
+2% +$63
GDV icon
1473
Gabelli Dividend & Income Trust
GDV
$2.67B
$3K ﹤0.01%
129
– –
GPK icon
1474
Graphic Packaging
GPK
$3.53B
$3K ﹤0.01%
170
– –
HBAN icon
1475
Huntington Bancshares
HBAN
$35.6B
$3K ﹤0.01%
223
+12
+6% +$177
57 58
59
60 61

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6M
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CCT
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.