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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYK icon
1451
Liberty Global Class C
LBTYK
$3.41B
$3K ﹤0.01%
156
– –
NFJ
1452
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$3K ﹤0.01%
250
– –
NQP
1453
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$3K ﹤0.01%
244
– –
OI icon
1454
O-I Glass
OI
$1.08B
$3K ﹤0.01%
220
– –
OMCL icon
1455
Omnicell
OMCL
$1.7B
$3K ﹤0.01%
30
– –
ORA icon
1456
Ormat Technologies
ORA
$6.87B
$3K ﹤0.01%
42
– –
PBA icon
1457
Pembina Pipeline
PBA
$27.8B
$3K ﹤0.01%
+125
New +$3.47K
PJP icon
1458
Invesco Pharmaceuticals ETF
PJP
$501M
$3K ﹤0.01%
50
– –
PPT
1459
Franklin Premier Income Trust
PPT
$330M
$3K ﹤0.01%
750
– –
SCL icon
1460
Stepan Co
SCL
$1.47B
$3K ﹤0.01%
27
– –
SH icon
1461
ProShares Short S&P500
SH
$843M
$3K ﹤0.01%
56
– –
SHBI icon
1462
Shore Bancshares
SHBI
$788M
$3K ﹤0.01%
227
– –
SKT icon
1463
Tanger
SKT
$4.44B
$3K ﹤0.01%
214
– –
SVC
1464
Service Properties Trust
SVC
$1.05B
$3K ﹤0.01%
51
– –
VVR icon
1465
Invesco Senior Income Trust
VVR
$459M
$3K ﹤0.01%
875
– –
WPP icon
1466
WPP
WPP
$5.76B
$3K ﹤0.01%
+60
New +$3.53K
XRX icon
1467
Xerox
XRX
$427M
$3K ﹤0.01%
150
– –
BERY
1468
DELISTED
Berry Global Group, Inc.
BERY
$3K ﹤0.01%
60
– –
SAVE
1469
DELISTED
Spirit Airlines, Inc.
SAVE
$3K ﹤0.01%
+100
New +$3.21K
ARNC
1470
DELISTED
Arconic Corporation
ARNC
$3K ﹤0.01%
120
– –
AIMC
1471
DELISTED
Altra Industrial Motion Corp
AIMC
$3K ﹤0.01%
59
– –
DS
1472
DELISTED
Drive Shack Inc.
DS
$3K ﹤0.01%
1,000
– –
LOGC
1473
DELISTED
LogicBio Therapeutics, Inc. Common Stock
LOGC
$3K ﹤0.01%
+428
New +$3.52K
COR
1474
DELISTED
Coresite Realty Corporation
COR
$3K ﹤0.01%
+27
New +$3.29K
CCMP
1475
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$3K ﹤0.01%
20
– –
57 58
59
60 61

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.