We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSTA icon
1451
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.41B
$1K ﹤0.01%
38
– –
FUTY icon
1452
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$1K ﹤0.01%
+25
New +$1.02K
GBCI icon
1453
Glacier Bancorp
GBCI
$6.38B
$1K ﹤0.01%
35
– –
HAE icon
1454
Haemonetics
HAE
$3.97B
$1K ﹤0.01%
16
– –
HOG icon
1455
Harley-Davidson
HOG
$2.8B
$1K ﹤0.01%
28
-3
-10% -$103
HPP
1456
Hudson Pacific Properties
HPP
$727M
$1K ﹤0.01%
7
-4
-36% -$660
HST icon
1457
Host Hotels & Resorts
HST
$15.4B
$1K ﹤0.01%
115
– –
HXL icon
1458
Hexcel
HXL
$7.63B
$1K ﹤0.01%
37
– –
HYMC icon
1459
Hycroft Mining Holding Corp
HYMC
$2.51B
$1K ﹤0.01%
20
– –
HYT icon
1460
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
ICF icon
1461
iShares Select U.S. REIT ETF
ICF
$2.08B
$1K ﹤0.01%
28
– –
IEX icon
1462
IDEX
IEX
$17.4B
$1K ﹤0.01%
6
-242
-98% -$46K
IOSP icon
1463
Innospec
IOSP
$2.3B
$1K ﹤0.01%
18
– –
IYR icon
1464
iShares US Real Estate ETF
IYR
$4.5B
$1K ﹤0.01%
16
– –
JAZZ icon
1465
Jazz Pharmaceuticals
JAZZ
$16.2B
$1K ﹤0.01%
11
– –
LBTYA icon
1466
Liberty Global Class A
LBTYA
$3.48B
$1K ﹤0.01%
52
– –
MMT
1467
Aberdeen Multi-Market Income Fund
MMT
$243M
$1K ﹤0.01%
195
– –
NDAQ icon
1468
Nasdaq
NDAQ
$53.4B
$1K ﹤0.01%
36
– –
NGVT icon
1469
Ingevity
NGVT
$2.67B
$1K ﹤0.01%
16
– –
NTGR icon
1470
NETGEAR
NTGR
$634M
$1K ﹤0.01%
25
– –
NXRT
1471
NexPoint Residential Trust
NXRT
$643M
$1K ﹤0.01%
46
– –
PFN
1472
PIMCO Income Strategy Fund II
PFN
$707M
$1K ﹤0.01%
118
– –
PII icon
1473
Polaris
PII
$3.98B
$1K ﹤0.01%
20
-1
-5% -$96
PINC
1474
DELISTED
Premier
PINC
$1K ﹤0.01%
55
– –
PLUR icon
1475
Pluri
PLUR
$19.5M
$1K ﹤0.01%
+19
New +$1.39K
57 58
59
60 61

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.