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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCX icon
1451
BlackRock Resources & Commodities Strategy Trust
BCX
$969M
$0 ﹤0.01%
+98
New +$667
BDJ icon
1452
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
– –
-1,903
Closed -$18K
BEN icon
1453
Franklin Resources
BEN
$16.9B
$0 ﹤0.01%
4
-1,000
-100% -$23K
BGC icon
1454
BGC Group
BGC
$4.92B
$0 ﹤0.01%
373
– –
BHK icon
1455
BlackRock Core Bond Trust
BHK
$664M
– –
-1,653
Closed -$24K
BIP icon
1456
Brookfield Infrastructure Partners
BIP
$18.3B
– –
-516
Closed -$15K
BKH icon
1457
Black Hills Corp
BKH
$5.62B
$0 ﹤0.01%
2
– –
BLKB icon
1458
Blackbaud
BLKB
$2.01B
$0 ﹤0.01%
9
– –
BOKF icon
1459
BOK Financial
BOKF
$8.75B
$0 ﹤0.01%
12
– –
BRW
1460
Saba Capital Income & Opportunities Fund
BRW
$336M
– –
-207
Closed -$2K
BVN icon
1461
Compañía de Minas Buenaventura
BVN
$8.95B
$0 ﹤0.01%
1
– –
BYND icon
1462
Beyond Meat
BYND
$212M
$0 ﹤0.01%
9
– –
BZH icon
1463
Beazer Homes USA
BZH
$875M
$0 ﹤0.01%
2
– –
CAC icon
1464
Camden National
CAC
$982M
$0 ﹤0.01%
25
– –
CAMT icon
1465
Camtek
CAMT
$8.24B
$0 ﹤0.01%
2
– –
CAR icon
1466
Avis
CAR
$4.96B
$0 ﹤0.01%
70
– –
CARS icon
1467
Cars.com
CARS
$633M
$0 ﹤0.01%
1
– –
CATY icon
1468
Cathay General Bancorp
CATY
$4.27B
$0 ﹤0.01%
30
– –
CCOI icon
1469
Cogent Communications
CCOI
$559M
– –
-643
Closed -$42K
CDNS icon
1470
Cadence Design Systems
CDNS
$90.1B
– –
-565
Closed -$39K
CDP icon
1471
COPT Defense Properties
CDP
$4.13B
$0 ﹤0.01%
33
– –
CDW icon
1472
CDW
CDW
$16.7B
– –
-1,789
Closed -$255K
CEMB icon
1473
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
– –
-1,179
Closed -$61K
CFR icon
1474
Cullen/Frost Bankers
CFR
$10.3B
$0 ﹤0.01%
15
– –
CHY
1475
Calamos Convertible and High Income Fund
CHY
$1.08B
– –
-880
Closed -$10K
57 58
59
60 61

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.