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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSNC icon
1451
SS&C Technologies
SSNC
$18.6B
$1K ﹤0.01%
+26
New +$1.33K
TCBI icon
1452
Texas Capital Bancshares
TCBI
$4.32B
$1K ﹤0.01%
31
– –
TFI icon
1453
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$1K ﹤0.01%
30
– –
TFX icon
1454
Teleflex
TFX
$5.98B
$1K ﹤0.01%
5
– –
THRM icon
1455
Gentherm
THRM
$1.27B
$1K ﹤0.01%
38
– –
TK icon
1456
Teekay
TK
$985M
$1K ﹤0.01%
300
– –
TRGP icon
1457
Targa Resources
TRGP
$55.1B
$1K ﹤0.01%
46
-42
-48% -$1.6K
UAA icon
1458
Under Armour
UAA
$2.6B
$1K ﹤0.01%
93
– –
UBSI icon
1459
United Bankshares
UBSI
$6.62B
$1K ﹤0.01%
34
– –
UMBF icon
1460
UMB Financial
UMBF
$11.1B
$1K ﹤0.01%
27
– –
VLO icon
1461
Valero Energy
VLO
$85.9B
$1K ﹤0.01%
19
-35
-65% -$2.83K
VNO icon
1462
Vornado Realty Trust
VNO
$7.38B
$1K ﹤0.01%
23
– –
VSS icon
1463
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1K ﹤0.01%
17
– –
VYGR icon
1464
Voyager Therapeutics
VYGR
$201M
$1K ﹤0.01%
+100
New +$2.1K
WASH icon
1465
Washington Trust Bancorp
WASH
$741M
$1K ﹤0.01%
21
– –
WBS icon
1466
Webster Financial
WBS
$12.8B
$1K ﹤0.01%
35
– –
WLY icon
1467
John Wiley & Sons Class A
WLY
$2.66B
$1K ﹤0.01%
39
– –
X
1468
DELISTED
US Steel
X
$1K ﹤0.01%
145
-34
-19% -$438
INEQ
1469
Columbia International Equity Income ETF
INEQ
$105M
$1K ﹤0.01%
70
– –
BCPC
1470
Balchem Corp
BCPC
$5.72B
$1K ﹤0.01%
11
– –
BECN
1471
DELISTED
Beacon Roofing Supply, Inc.
BECN
$1K ﹤0.01%
49
– –
ENLC
1472
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$1K ﹤0.01%
154
– –
BKCC
1473
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1K ﹤0.01%
200
– –
RAD
1474
DELISTED
Rite Aid Corporation
RAD
$1K ﹤0.01%
152
– –
NUVA
1475
DELISTED
NuVasive, Inc.
NUVA
$1K ﹤0.01%
24
-47
-66% -$2.94K
57 58
59
60 61

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.