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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEL
1426
DELISTED
American Equity Investment Life Holding Company
AEL
$4K ﹤0.01%
145
– –
BNFT
1427
DELISTED
Benefitfocus, Inc.
BNFT
$4K ﹤0.01%
330
– –
HNGR
1428
DELISTED
Hanger Inc.
HNGR
$4K ﹤0.01%
200
– –
MBII
1429
DELISTED
Marrone Bio Innovations, Inc.
MBII
$4K ﹤0.01%
2,000
– –
ABM icon
1430
ABM Industries
ABM
$2.81B
$3K ﹤0.01%
73
– –
AMCX icon
1431
AMC Global Media
AMCX
$489M
$3K ﹤0.01%
75
– –
BB icon
1432
BlackBerry
BB
$5.18B
$3K ﹤0.01%
+400
New +$4.49K
BGY icon
1433
BlackRock Enhanced International Dividend Trust
BGY
$533M
$3K ﹤0.01%
622
– –
BIO icon
1434
Bio-Rad Laboratories Class A
BIO
$9.48B
$3K ﹤0.01%
7
– –
CAH icon
1435
Cardinal Health
CAH
$55.5B
$3K ﹤0.01%
+62
New +$3.42K
DBC icon
1436
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$3K ﹤0.01%
219
– –
DOX icon
1437
Amdocs
DOX
$6.22B
$3K ﹤0.01%
44
+23
+110% +$1.74K
EWBC icon
1438
East-West Bancorp
EWBC
$18.1B
$3K ﹤0.01%
41
– –
FIW icon
1439
First Trust Water ETF
FIW
$1.94B
$3K ﹤0.01%
45
– –
FUL icon
1440
H.B. Fuller
FUL
$3.29B
$3K ﹤0.01%
62
– –
GPK icon
1441
Graphic Packaging
GPK
$3.53B
$3K ﹤0.01%
170
– –
HPE icon
1442
Hewlett Packard
HPE
$72.4B
$3K ﹤0.01%
242
– –
IART icon
1443
Integra LifeSciences
IART
$1.33B
$3K ﹤0.01%
45
– –
ICUI icon
1444
ICU Medical
ICUI
$4.56B
$3K ﹤0.01%
15
– –
IDU icon
1445
iShares US Utilities ETF
IDU
$1.35B
$3K ﹤0.01%
50
– –
IGV icon
1446
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$3K ﹤0.01%
50
-9,630
-99% -$683K
ISTR icon
1447
Investar Holding Corp
ISTR
$411M
$3K ﹤0.01%
175
– –
KLIC icon
1448
Kulicke & Soffa
KLIC
$4.53B
$3K ﹤0.01%
73
– –
KT icon
1449
KT
KT
$8.72B
$3K ﹤0.01%
288
– –
KW
1450
DELISTED
Kennedy-Wilson Holdings
KW
$3K ﹤0.01%
192
– –
56 57
58
59 60

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.