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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOM
1426
DELISTED
AGFiQ U.S. Market Neutral Momentum Fund
MOM
$2K ﹤0.01%
90
-11,126
-99% -$308K
EV
1427
DELISTED
Eaton Vance Corp.
EV
$2K ﹤0.01%
43
-920
-96% -$57.5K
AAWW
1428
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$2K ﹤0.01%
55
– –
SBNY
1429
DELISTED
Signature Bank
SBNY
$2K ﹤0.01%
17
– –
PSXP
1430
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$2K ﹤0.01%
79
– –
AAON icon
1431
Aaon
AAON
$7.03B
$1K ﹤0.01%
35
– –
ACCO icon
1432
Acco Brands
ACCO
$396M
$1K ﹤0.01%
159
– –
ADI icon
1433
Analog Devices
ADI
$188B
$1K ﹤0.01%
12
– –
AGNC icon
1434
AGNC Investment
AGNC
$12.9B
$1K ﹤0.01%
110
– –
APAM icon
1435
Artisan Partners
APAM
$3.08B
$1K ﹤0.01%
25
– –
ARI
1436
Apollo Commercial Real Estate
ARI
$880M
$1K ﹤0.01%
150
– –
BGC icon
1437
BGC Group
BGC
$4.8B
$1K ﹤0.01%
369
-4
-1% -$14
BOE icon
1438
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$1K ﹤0.01%
149
– –
BTI icon
1439
British American Tobacco
BTI
$122B
$1K ﹤0.01%
51
– –
CC icon
1440
Chemours
CC
$2.23B
$1K ﹤0.01%
42
-80
-66% -$1.9K
CFR icon
1441
Cullen/Frost Bankers
CFR
$10.3B
$1K ﹤0.01%
15
– –
CNNE icon
1442
Cannae Holdings
CNNE
$652M
$1K ﹤0.01%
35
– –
CRNC icon
1443
Cerence
CRNC
$381M
$1K ﹤0.01%
16
– –
CXT icon
1444
Crane NXT
CXT
$2.95B
$1K ﹤0.01%
49
– –
DBAW icon
1445
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
$1K ﹤0.01%
51
– –
DNOW icon
1446
DNOW Inc
DNOW
$3.01B
$1K ﹤0.01%
186
– –
DOX icon
1447
Amdocs
DOX
$6.1B
$1K ﹤0.01%
21
– –
EG icon
1448
Everest Group
EG
$14B
$1K ﹤0.01%
6
– –
EXP icon
1449
Eagle Materials
EXP
$6.57B
$1K ﹤0.01%
18
– –
FOXA icon
1450
Fox Class A
FOXA
$26.1B
$1K ﹤0.01%
53
-388
-88% -$10.8K
56 57
58
59 60

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CCT
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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.