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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOG icon
1426
Harley-Davidson
HOG
$2.72B
$1K ﹤0.01%
59
– –
HPP
1427
Hudson Pacific Properties
HPP
$740M
$1K ﹤0.01%
11
+6
+120% +$1.02K
HSBC icon
1428
HSBC
HSBC
$354B
$1K ﹤0.01%
80
– –
HST icon
1429
Host Hotels & Resorts
HST
$15.5B
$1K ﹤0.01%
+115
New +$1.32K
HXL icon
1430
Hexcel
HXL
$7.63B
$1K ﹤0.01%
37
+19
+106% +$676
HYT icon
1431
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
-500
-80% -$4.83K
ICF icon
1432
iShares Select U.S. REIT ETF
ICF
$2.08B
$1K ﹤0.01%
28
-60
-68% -$2.95K
IOSP icon
1433
Innospec
IOSP
$2.29B
$1K ﹤0.01%
18
– –
IYR icon
1434
iShares US Real Estate ETF
IYR
$4.52B
$1K ﹤0.01%
16
– –
JAZZ icon
1435
Jazz Pharmaceuticals
JAZZ
$16.7B
$1K ﹤0.01%
11
– –
KLIC icon
1436
Kulicke & Soffa
KLIC
$4.53B
$1K ﹤0.01%
73
– –
LBTYA icon
1437
Liberty Global Class A
LBTYA
$3.46B
$1K ﹤0.01%
52
-70
-57% -$1.45K
MMSI icon
1438
Merit Medical Systems
MMSI
$5.36B
$1K ﹤0.01%
37
– –
MMT
1439
Aberdeen Multi-Market Income Fund
MMT
$242M
$1K ﹤0.01%
195
– –
MPLX icon
1440
MPLX
MPLX
$59.5B
$1K ﹤0.01%
105
– –
NAD icon
1441
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$1K ﹤0.01%
125
– –
NXRT
1442
NexPoint Residential Trust
NXRT
$641M
$1K ﹤0.01%
46
– –
OI icon
1443
O-I Glass
OI
$1.08B
$1K ﹤0.01%
220
– –
OLN icon
1444
Olin
OLN
$2.15B
$1K ﹤0.01%
115
+1
+0.9% +$13
PBR icon
1445
Petrobras
PBR
$118B
$1K ﹤0.01%
201
– –
PFN
1446
PIMCO Income Strategy Fund II
PFN
$707M
$1K ﹤0.01%
118
– –
PI icon
1447
Impinj
PI
$5.39B
$1K ﹤0.01%
+50
New +$1.17K
PII icon
1448
Polaris
PII
$3.97B
$1K ﹤0.01%
21
– –
PINC
1449
DELISTED
Premier
PINC
$1K ﹤0.01%
55
– –
PRIM icon
1450
Primoris Services
PRIM
$4.35B
$1K ﹤0.01%
72
– –
56 57
58
59 60

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.