CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMU
1426
DELISTED
ETRACS Alerian MLP Index ETN
AMU
– –
-48
Closed –
FTR
1427
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
46
-64
-58% –
WLH
1428
DELISTED
WILLIAM LYON HOMES
WLH
– –
-1
Closed –
NEWN
1429
DELISTED
NEW ENG SYS GRP COM STK (NV)
NEWN
$0 ﹤0.01%
30
– –
GCVRZ
1430
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-42
Closed –
TRMK icon
1431
Trustmark
TRMK
$2.4B
– –
-350
Closed -$12K
TY icon
1432
TRI-Continental Corp
TY
$1.76B
– –
-263
Closed -$7K
UAA icon
1433
Under Armour
UAA
$2.14B
$0 ﹤0.01%
3
– –
UBER icon
1434
Uber
UBER
$193B
– –
-30
Closed –
UBSI icon
1435
United Bankshares
UBSI
$5.35B
– –
-34
Closed -$1K
UNIT
1436
Uniti Group
UNIT
$1.77B
– –
-800
Closed -$6K
USA icon
1437
Liberty All-Star Equity Fund
USA
$1.94B
$0 ﹤0.01%
100
+4
+4% –
USRT icon
1438
iShares Core US REIT ETF
USRT
$3.08B
$0 ﹤0.01%
10
– –
UTF icon
1439
Cohen & Steers Infrastructure Fund
UTF
$2.52B
$0 ﹤0.01%
4
-1,022
-100% –
UWM icon
1440
ProShares Ultra Russell2000
UWM
$366M
$0 ﹤0.01%
+10
New –
UYG icon
1441
ProShares Ultra Financials
UYG
$859M
– –
-660
Closed -$35K
VALE icon
1442
Vale
VALE
$44.4B
$0 ﹤0.01%
1
– –
VECO icon
1443
Veeco
VECO
$1.48B
$0 ﹤0.01%
80
– –
VIAV icon
1444
Viavi Solutions
VIAV
$2.59B
$0 ﹤0.01%
2
– –
VIV icon
1445
Telefônica Brasil
VIV
$19.8B
$0 ﹤0.01%
1
– –
VLO icon
1446
Valero Energy
VLO
$48B
$0 ﹤0.01%
1
– –
VNO icon
1447
Vornado Realty Trust
VNO
$7.71B
$0 ﹤0.01%
23
– –
VNQI icon
1448
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$0 ﹤0.01%
4
– –
VRNS icon
1449
Varonis Systems
VRNS
$6.38B
– –
-1,584
Closed -$41K
VST icon
1450
Vistra
VST
$63.3B
$0 ﹤0.01%
16
– –
56 57
58
59 60