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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACB
1426
Aurora Cannabis
ACB
$232M
$0 ﹤0.01%
5
-8
-62% -$1.43K
ACCO icon
1427
Acco Brands
ACCO
$391M
$0 ﹤0.01%
159
– –
ACHC icon
1428
Acadia Healthcare
ACHC
$2.95B
$0 ﹤0.01%
45
– –
ADNT icon
1429
Adient
ADNT
$1.43B
$0 ﹤0.01%
28
– –
AEO icon
1430
American Eagle Outfitters
AEO
$2.77B
$0 ﹤0.01%
2
– –
AES icon
1431
AES
AES
$10.5B
$0 ﹤0.01%
19
+3
+19% +$54
AGZ icon
1432
iShares Agency Bond ETF
AGZ
$565M
$0 ﹤0.01%
6
-24
-80% -$2.83K
AIRI icon
1433
Air Industries Group
AIRI
$12.7M
$0 ﹤0.01%
1
– –
AMRX icon
1434
Amneal Pharmaceuticals
AMRX
$6.02B
$0 ﹤0.01%
42
– –
AMR icon
1435
Alpha Metallurgical Resources
AMR
$1.96B
– –
-51
Closed –
APA icon
1436
APA Corp
APA
$14B
$0 ﹤0.01%
151
– –
APAM icon
1437
Artisan Partners
APAM
$3.01B
$0 ﹤0.01%
25
– –
APPF icon
1438
AppFolio
APPF
$6.94B
– –
-378
Closed -$41K
AQB icon
1439
AquaBounty Technologies
AQB
$7.93M
– –
-1
Closed –
ARES icon
1440
Ares Management
ARES
$31.8B
– –
-539
Closed -$19K
ARLO icon
1441
Arlo Technologies
ARLO
$1.53B
$0 ﹤0.01%
49
– –
ASIX icon
1442
AdvanSix
ASIX
$431M
$0 ﹤0.01%
48
+6
+14% +$93
AUDC icon
1443
AudioCodes
AUDC
$260M
$0 ﹤0.01%
1
– –
AVB icon
1444
AvalonBay Communities
AVB
$25.8B
– –
-164
Closed -$34K
AZTA icon
1445
Azenta
AZTA
$1.45B
– –
-1,105
Closed -$46K
BATRA icon
1446
Atlanta Braves Holdings Series A
BATRA
$3.53B
$0 ﹤0.01%
7
– –
BATRK icon
1447
Atlanta Braves Holdings Series B
BATRK
$3.32B
$0 ﹤0.01%
16
– –
BBAR icon
1448
BBVA Argentina
BBAR
$3.32B
$0 ﹤0.01%
1
– –
BBD icon
1449
Banco Bradesco
BBD
$35B
$0 ﹤0.01%
3
– –
BBP icon
1450
Virtus Biotech ETF
BBP
$107M
– –
-253
Closed -$11K
56 57
58
59 60

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.