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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRON
1426
Cronos Group
CRON
$1.14B
$1K ﹤0.01%
220
+20
+10% +$153
CVEO icon
1427
Civeo
CVEO
$318M
$1K ﹤0.01%
87
– –
CXT icon
1428
Crane NXT
CXT
$3.07B
$1K ﹤0.01%
49
-150
-75% -$4.27K
DBRG icon
1429
DigitalBridge
DBRG
$2.95B
$1K ﹤0.01%
105
– –
DNOW icon
1430
DNOW Inc
DNOW
$2.99B
$1K ﹤0.01%
148
– –
DXC icon
1431
DXC Technology
DXC
$1.73B
$1K ﹤0.01%
29
– –
EG icon
1432
Everest Group
EG
$14.4B
$1K ﹤0.01%
6
– –
ESGD icon
1433
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1K ﹤0.01%
16
– –
ESGE icon
1434
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$1K ﹤0.01%
32
– –
EWBC icon
1435
East-West Bancorp
EWBC
$18B
$1K ﹤0.01%
41
– –
EXP icon
1436
Eagle Materials
EXP
$6.57B
$1K ﹤0.01%
18
– –
FAF icon
1437
First American
FAF
$7.58B
$1K ﹤0.01%
26
– –
FCPT icon
1438
Four Corners Property Trust
FCPT
$2.75B
$1K ﹤0.01%
49
– –
FWONA icon
1439
Liberty Media Series A
FWONA
$23.6B
$1K ﹤0.01%
43
– –
GBCI icon
1440
Glacier Bancorp
GBCI
$6.35B
$1K ﹤0.01%
35
– –
GGN
1441
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$1K ﹤0.01%
391
-753
-66% -$3.21K
GTX icon
1442
Garrett Motion
GTX
$5.57B
$1K ﹤0.01%
171
-1
-0.6% -$10
HEI.A icon
1443
HEICO Corp Class A
HEI.A
$37.2B
$1K ﹤0.01%
18
+3
+20% +$286
HPP
1444
Hudson Pacific Properties
HPP
$779M
$1K ﹤0.01%
5
– –
HXL icon
1445
Hexcel
HXL
$7.82B
$1K ﹤0.01%
18
-2,710
-99% -$208K
IEX icon
1446
IDEX
IEX
$17.3B
$1K ﹤0.01%
6
– –
IOSP icon
1447
Innospec
IOSP
$2.28B
$1K ﹤0.01%
18
– –
KLIC icon
1448
Kulicke & Soffa
KLIC
$4.78B
$1K ﹤0.01%
73
– –
KWR icon
1449
Quaker Houghton
KWR
$2.92B
$1K ﹤0.01%
12
– –
LILAK icon
1450
Liberty Latin America Class C
LILAK
$1.64B
$1K ﹤0.01%
61
– –
56 57
58
59 60

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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.