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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMT
1426
Aberdeen Multi-Market Income Fund
MMT
$243M
$1K ﹤0.01%
195
– –
MPT
1427
Medical Properties Trust
MPT
$2.81B
$1K ﹤0.01%
98
– –
MSA icon
1428
Mine Safety
MSA
$7.49B
$1K ﹤0.01%
14
– –
MWA icon
1429
Mueller Water Products
MWA
$4.16B
$1K ﹤0.01%
150
– –
NAD icon
1430
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$1K ﹤0.01%
125
– –
NBIX icon
1431
Neurocrine Biosciences
NBIX
$16.6B
$1K ﹤0.01%
18
– –
NGVT icon
1432
Ingevity
NGVT
$2.68B
$1K ﹤0.01%
16
– –
NMFC icon
1433
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
100
– –
NMRK icon
1434
Newmark Group
NMRK
$2.63B
$1K ﹤0.01%
182
-178
-49% -$1.65K
NNN icon
1435
NNN REIT
NNN
$8.99B
$1K ﹤0.01%
19
– –
NUSC icon
1436
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$1K ﹤0.01%
38
– –
PFN
1437
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
PH icon
1438
Parker-Hannifin
PH
$135B
$1K ﹤0.01%
7
– –
PII icon
1439
Polaris
PII
$4.07B
$1K ﹤0.01%
21
– –
PKG icon
1440
Packaging Corp of America
PKG
$22.8B
$1K ﹤0.01%
11
– –
PODD icon
1441
Insulet
PODD
$9.79B
$1K ﹤0.01%
9
– –
POWI icon
1442
Power Integrations
POWI
$3.61B
$1K ﹤0.01%
36
– –
PRIM icon
1443
Primoris Services
PRIM
$4.45B
$1K ﹤0.01%
72
– –
RL icon
1444
Ralph Lauren
RL
$23.6B
$1K ﹤0.01%
18
– –
RS icon
1445
Reliance Steel & Aluminium
RS
$21.6B
$1K ﹤0.01%
14
– –
RSPS icon
1446
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$1K ﹤0.01%
70
– –
SFIX
1447
Stitch Fix
SFIX
$560M
$1K ﹤0.01%
65
– –
SNDR icon
1448
Schneider National
SNDR
$6.25B
$1K ﹤0.01%
65
– –
SPOT icon
1449
Spotify
SPOT
$100B
$1K ﹤0.01%
9
– –
SSD icon
1450
Simpson Manufacturing
SSD
$8.16B
$1K ﹤0.01%
27
– –
56 57
58
59 60

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.