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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAF icon
1401
First American
FAF
$7.37B
$4K ﹤0.01%
84
+14
+20% +$764
FEX icon
1402
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$4K ﹤0.01%
56
– –
FTDS icon
1403
First Trust Dividend Strength ETF
FTDS
$39.5M
$4K ﹤0.01%
109
– –
GNW icon
1404
Genworth Financial
GNW
$3.7B
$4K ﹤0.01%
1,457
– –
HUN icon
1405
Huntsman Corp
HUN
$1.86B
$4K ﹤0.01%
151
+33
+28% +$924
INDA icon
1406
iShares MSCI India ETF
INDA
$6.61B
$4K ﹤0.01%
100
– –
JBLU icon
1407
JetBlue
JBLU
$2.21B
$4K ﹤0.01%
235
– –
JNPR
1408
DELISTED
Juniper Networks
JNPR
$4K ﹤0.01%
161
– –
LOCO icon
1409
El Pollo Loco
LOCO
$459M
$4K ﹤0.01%
276
– –
LOUP
1410
Innovator Deepwater Frontier Tech ETF
LOUP
$221M
$4K ﹤0.01%
+78
New +$4.42K
MFC icon
1411
Manulife Financial
MFC
$73.2B
$4K ﹤0.01%
196
– –
OLN icon
1412
Olin
OLN
$2.2B
$4K ﹤0.01%
115
– –
PDM
1413
Piedmont Realty Trust
PDM
$1.17B
$4K ﹤0.01%
238
– –
PMO
1414
Franklin Municipal Opportunities Trust
PMO
$285M
$4K ﹤0.01%
335
+2
+0.6% +$27
PSNL icon
1415
Personalis
PSNL
$1.52B
$4K ﹤0.01%
200
– –
RVT icon
1416
Royce Value Trust
RVT
$2.31B
$4K ﹤0.01%
262
+3
+1% +$53
SANM icon
1417
Sanmina
SANM
$11.1B
$4K ﹤0.01%
107
– –
FIRY
1418
Firy Inc
FIRY
$161M
$4K ﹤0.01%
+11
New +$6.32K
SMTC icon
1419
Semtech
SMTC
$12.4B
$4K ﹤0.01%
61
– –
TRST
1420
Trustco Bank Corp NY
TRST
$950M
$4K ﹤0.01%
130
– –
TX icon
1421
Ternium
TX
$10.9B
$4K ﹤0.01%
103
-26
-20% -$837
WBS icon
1422
Webster Financial
WBS
$12.8B
$4K ﹤0.01%
85
+50
+143% +$2.66K
WERN icon
1423
Werner Enterprises
WERN
$2.22B
$4K ﹤0.01%
87
– –
BCPC
1424
Balchem Corp
BCPC
$5.71B
$4K ﹤0.01%
39
– –
SUM
1425
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$4K ﹤0.01%
151
– –
55 56
57
58 59

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.