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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OI icon
1401
O-I Glass
OI
$1.1B
$2K ﹤0.01%
220
– –
OLN icon
1402
Olin
OLN
$2.17B
$2K ﹤0.01%
115
– –
OMC icon
1403
Omnicom Group
OMC
$23.6B
$2K ﹤0.01%
47
– –
POWI icon
1404
Power Integrations
POWI
$3.54B
$2K ﹤0.01%
36
– –
REZI icon
1405
Resideo Technologies
REZI
$3.67B
$2K ﹤0.01%
124
-11
-8% -$176
SKT icon
1406
Tanger
SKT
$4.43B
$2K ﹤0.01%
214
– –
SPYM
1407
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$2K ﹤0.01%
53
– –
SPOT icon
1408
Spotify
SPOT
$103B
$2K ﹤0.01%
9
– –
SVC
1409
Service Properties Trust
SVC
$1.05B
$2K ﹤0.01%
51
– –
THRM icon
1410
Gentherm
THRM
$1.27B
$2K ﹤0.01%
38
– –
TPL icon
1411
Texas Pacific Land
TPL
$25.2B
$2K ﹤0.01%
27
– –
TTD icon
1412
Trade Desk
TTD
$6.37B
$2K ﹤0.01%
30
-70
-70% -$5.29K
UNF icon
1413
Unifirst Corp
UNF
$5.27B
$2K ﹤0.01%
12
– –
WOOD icon
1414
iShares Global Timber & Forestry ETF
WOOD
$270M
$2K ﹤0.01%
30
– –
WWD icon
1415
Woodward
WWD
$21.1B
$2K ﹤0.01%
21
– –
X
1416
DELISTED
US Steel
X
$2K ﹤0.01%
145
-100
-41% -$1.24K
XSLV icon
1417
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$2K ﹤0.01%
63
-751
-92% -$28K
CMBT
1418
CMB.TECH NV
CMBT
$4.73B
$2K ﹤0.01%
315
– –
SUM
1419
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$2K ﹤0.01%
151
– –
HYB
1420
DELISTED
New America High Income Fund, Inc.
HYB
$2K ﹤0.01%
240
– –
BBIG
1421
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
$2K ﹤0.01%
110
– –
VLDR
1422
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$2K ﹤0.01%
+100
New +$1.7K
DS
1423
DELISTED
Drive Shack Inc.
DS
$2K ﹤0.01%
1,000
– –
MBII
1424
DELISTED
Marrone Bio Innovations, Inc.
MBII
$2K ﹤0.01%
2,000
– –
NAV
1425
DELISTED
Navistar International
NAV
$2K ﹤0.01%
65
– –
55 56
57
58 59

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.