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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THRM icon
1401
Gentherm
THRM
$1.26B
$1K ﹤0.01%
38
– –
TPR icon
1402
Tapestry
TPR
$31B
$1K ﹤0.01%
120
– –
TX icon
1403
Ternium
TX
$10.7B
$1K ﹤0.01%
157
– –
UA icon
1404
Under Armour Class C
UA
$2.21B
$1K ﹤0.01%
203
– –
UMBF icon
1405
UMB Financial
UMBF
$11.3B
$1K ﹤0.01%
27
– –
UNF icon
1406
Unifirst Corp
UNF
$5.25B
$1K ﹤0.01%
12
– –
URE icon
1407
ProShares Ultra Real Estate
URE
$58.1M
$1K ﹤0.01%
35
+7
+25% +$552
VCLT icon
1408
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.76B
$1K ﹤0.01%
13
-195
-94% -$19.8K
VSS icon
1409
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12B
$1K ﹤0.01%
17
– –
WAL icon
1410
Western Alliance Bancorporation
WAL
$8.96B
$1K ﹤0.01%
50
– –
BCPC
1411
Balchem Corp
BCPC
$5.68B
$1K ﹤0.01%
11
– –
BERY
1412
DELISTED
Berry Global Group, Inc.
BERY
$1K ﹤0.01%
60
– –
ATSG
1413
DELISTED
Air Transport Services Group
ATSG
$1K ﹤0.01%
100
– –
HYB
1414
DELISTED
New America High Income Fund, Inc.
HYB
$1K ﹤0.01%
240
– –
PACW
1415
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
69
– –
FFTI
1416
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$1K ﹤0.01%
58
-383
-87% -$9.45K
AIMC
1417
DELISTED
Altra Industrial Motion Corp
AIMC
$1K ﹤0.01%
59
– –
MBII
1418
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
2,000
– –
GWB
1419
DELISTED
Great Western Bancorp, Inc.
GWB
$1K ﹤0.01%
60
– –
NAV
1420
DELISTED
Navistar International
NAV
$1K ﹤0.01%
75
– –
CCMP
1421
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$1K ﹤0.01%
16
-277
-95% -$38.6K
CFRX
1422
DELISTED
ContraFect Corporation
CFRX
$1K ﹤0.01%
3
– –
AAWW
1423
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$1K ﹤0.01%
55
– –
SBNY
1424
DELISTED
Signature Bank
SBNY
$1K ﹤0.01%
17
– –
AA icon
1425
Alcoa
AA
$13.8B
$0 ﹤0.01%
160
– –
55 56
57
58 59

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.