CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPOT icon
1401
Spotify
SPOT
$148B
$1K ﹤0.01%
9
– –
SSNC icon
1402
SS&C Technologies
SSNC
$21.7B
$1K ﹤0.01%
26
– –
TBT icon
1403
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$283M
$1K ﹤0.01%
76
– –
THRM icon
1404
Gentherm
THRM
$1.12B
$1K ﹤0.01%
38
– –
UMBF icon
1405
UMB Financial
UMBF
$9.54B
$1K ﹤0.01%
27
– –
UNF icon
1406
Unifirst Corp
UNF
$3.24B
$1K ﹤0.01%
12
– –
URE icon
1407
ProShares Ultra Real Estate
URE
$59.6M
$1K ﹤0.01%
35
+7
+25% +$200
VCLT icon
1408
Vanguard Long-Term Corporate Bond ETF
VCLT
$6.89B
$1K ﹤0.01%
13
-195
-94% -$15K
VSS icon
1409
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.86B
$1K ﹤0.01%
17
– –
WAL icon
1410
Western Alliance Bancorporation
WAL
$9.86B
$1K ﹤0.01%
50
– –
BCPC
1411
Balchem Corporation
BCPC
$5.26B
$1K ﹤0.01%
11
– –
BERY
1412
DELISTED
Berry Global Group, Inc.
BERY
$1K ﹤0.01%
60
– –
ATSG
1413
DELISTED
Air Transport Services Group, Inc.
ATSG
$1K ﹤0.01%
100
– –
HYB
1414
DELISTED
New America High Income Fund, Inc.
HYB
$1K ﹤0.01%
240
– –
PACW
1415
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
69
– –
FFTI
1416
DELISTED
FormulaFolios Tactical Income ETF
FFTI
$1K ﹤0.01%
58
-383
-87% -$6.6K
AIMC
1417
DELISTED
Altra Industrial Motion Corp.
AIMC
$1K ﹤0.01%
59
– –
MBII
1418
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
2,000
– –
GWB
1419
DELISTED
Great Western Bancorp, Inc.
GWB
$1K ﹤0.01%
60
– –
NAV
1420
DELISTED
Navistar International
NAV
$1K ﹤0.01%
75
– –
CCMP
1421
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$1K ﹤0.01%
16
-277
-95% -$17.3K
CFRX
1422
DELISTED
ContraFect Corporation
CFRX
$1K ﹤0.01%
3
– –
AAWW
1423
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$1K ﹤0.01%
55
– –
SBNY
1424
DELISTED
Signature Bank
SBNY
$1K ﹤0.01%
17
– –
CHU
1425
DELISTED
China Unicom (HONG KONG) Limited
CHU
$0 ﹤0.01%
2
– –
55 56
57
58 59