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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGD icon
1401
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$1K ﹤0.01%
16
– –
ESGE icon
1402
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$1K ﹤0.01%
32
– –
EWBC icon
1403
East-West Bancorp
EWBC
$18B
$1K ﹤0.01%
41
– –
EXP icon
1404
Eagle Materials
EXP
$6.57B
$1K ﹤0.01%
18
– –
FAF icon
1405
First American
FAF
$7.58B
$1K ﹤0.01%
26
– –
FCPT icon
1406
Four Corners Property Trust
FCPT
$2.75B
$1K ﹤0.01%
49
-43
-47% -$1.2K
FHB icon
1407
First Hawaiian
FHB
$3.35B
$1K ﹤0.01%
74
– –
FWONA icon
1408
Liberty Media Series A
FWONA
$23.6B
$1K ﹤0.01%
43
– –
GBCI icon
1409
Glacier Bancorp
GBCI
$6.35B
$1K ﹤0.01%
35
– –
GMED icon
1410
Globus Medical
GMED
$11.2B
$1K ﹤0.01%
38
– –
GTX icon
1411
Garrett Motion
GTX
$5.57B
$1K ﹤0.01%
172
+29
+20% +$356
GXC icon
1412
State Street SPDR S&P China ETF
GXC
$482M
$1K ﹤0.01%
20
– –
HBAN icon
1413
Huntington Bancshares
HBAN
$35.5B
$1K ﹤0.01%
140
-881
-86% -$12K
HEI.A icon
1414
HEICO Corp Class A
HEI.A
$37.2B
$1K ﹤0.01%
15
– –
HPP
1415
Hudson Pacific Properties
HPP
$779M
$1K ﹤0.01%
5
– –
IDEV icon
1416
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$1K ﹤0.01%
+21
New +$1.13K
IOSP icon
1417
Innospec
IOSP
$2.28B
$1K ﹤0.01%
18
– –
KLIC icon
1418
Kulicke & Soffa
KLIC
$4.78B
$1K ﹤0.01%
73
– –
KWR icon
1419
Quaker Houghton
KWR
$2.92B
$1K ﹤0.01%
12
– –
LAD icon
1420
Lithia Motors
LAD
$8.26B
$1K ﹤0.01%
15
– –
LCII icon
1421
LCI Industries
LCII
$2.65B
$1K ﹤0.01%
18
-46
-72% -$4.09K
LYTS icon
1422
LSI Industries
LYTS
$924M
$1K ﹤0.01%
340
– –
LYV icon
1423
Live Nation Entertainment
LYV
$42.1B
$1K ﹤0.01%
16
– –
MAA icon
1424
Mid-America Apartment Communities
MAA
$15.7B
$1K ﹤0.01%
14
– –
MMSI icon
1425
Merit Medical Systems
MMSI
$5.32B
$1K ﹤0.01%
37
– –
55 56
57
58 59

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.