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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMBT
1401
CMB.TECH NV
CMBT
$4.73B
$2K ﹤0.01%
315
– –
BERY
1402
DELISTED
Berry Global Group, Inc.
BERY
$2K ﹤0.01%
+60
New +$2.89K
ATSG
1403
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
SUM
1404
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$2K ﹤0.01%
140
– –
HYB
1405
DELISTED
New America High Income Fund, Inc.
HYB
$2K ﹤0.01%
240
– –
CEM
1406
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
37
– –
PACW
1407
DELISTED
PacWest Bancorp
PACW
$2K ﹤0.01%
+70
New +$2.71K
VMW
1408
DELISTED
VMware, Inc
VMW
$2K ﹤0.01%
14
-1,932
-99% -$362K
NOVN
1409
DELISTED
Novan, Inc. Common Stock
NOVN
$2K ﹤0.01%
100
– –
AIMC
1410
DELISTED
Altra Industrial Motion Corp
AIMC
$2K ﹤0.01%
+59
New +$2.04K
ACC
1411
DELISTED
American Campus Communities, Inc.
ACC
$2K ﹤0.01%
+55
New +$2.58K
NUAN
1412
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
GWB
1413
DELISTED
Great Western Bancorp, Inc.
GWB
$2K ﹤0.01%
+60
New +$2.02K
FEUL
1414
DELISTED
Credit Suisse FI Enhanced Europe 50 Exchange Traded Notes due May 11, 2028 Linked to the STOXX Europ
FEUL
$2K ﹤0.01%
+27
New +$2.42K
BPY
1415
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$2K ﹤0.01%
151
+2
+1% +$40
NAV
1416
DELISTED
Navistar International
NAV
$2K ﹤0.01%
75
– –
CMD
1417
DELISTED
Cantel Medical Corporation
CMD
$2K ﹤0.01%
+25
New +$1.76K
VAR
1418
DELISTED
Varian Medical Systems, Inc.
VAR
$2K ﹤0.01%
19
– –
CCMP
1419
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$2K ﹤0.01%
+20
New +$2.26K
LEXEA
1420
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$2K ﹤0.01%
44
-25
-36% -$1.1K
ESV
1421
DELISTED
Ensco Rowan plc
ESV
$2K ﹤0.01%
240
– –
AAWW
1422
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$2K ﹤0.01%
+55
New +$2.41K
SBNY
1423
DELISTED
Signature Bank
SBNY
$2K ﹤0.01%
+17
New +$2.1K
ACCO icon
1424
Acco Brands
ACCO
$407M
$1K ﹤0.01%
159
– –
ACHC icon
1425
Acadia Healthcare
ACHC
$2.94B
$1K ﹤0.01%
+45
New +$1.46K
55 56
57
58 59

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.