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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAK icon
1376
Takeda Pharmaceutical
TAK
$55.8B
$5K ﹤0.01%
321
– –
TDC icon
1377
Teradata
TDC
$2.55B
$5K ﹤0.01%
137
+125
+1,042% +$4.57K
UA icon
1378
Under Armour Class C
UA
$2.28B
$5K ﹤0.01%
297
– –
XTN icon
1379
State Street SPDR S&P Transportation ETF
XTN
$393M
$5K ﹤0.01%
65
-125
-66% -$9.92K
EQIN
1380
Columbia U.S. Equity Income ETF
EQIN
$315M
$5K ﹤0.01%
167
– –
NS
1381
DELISTED
NuStar Energy L.P.
NS
$5K ﹤0.01%
300
– –
SEAC
1382
DELISTED
Seachange International Inc
SEAC
$5K ﹤0.01%
175
– –
SOLN
1383
DELISTED
The Southern Company
SOLN
$5K ﹤0.01%
115
– –
DISCK
1384
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$5K ﹤0.01%
156
– –
NUAN
1385
DELISTED
Nuance Communications, Inc.
NUAN
$5K ﹤0.01%
134
– –
MBT
1386
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$5K ﹤0.01%
718
+182
+34% +$1.6K
ACM icon
1387
Aecom
ACM
$8.74B
$4K ﹤0.01%
65
– –
ALNY icon
1388
Alnylam Pharmaceuticals
ALNY
$29B
$4K ﹤0.01%
+34
New +$5.12K
BEN icon
1389
Franklin Resources
BEN
$17B
$4K ﹤0.01%
+158
New +$4.32K
BNTX icon
1390
BioNTech
BNTX
$23.2B
$4K ﹤0.01%
45
-17
-27% -$1.8K
BR icon
1391
Broadridge
BR
$19.8B
$4K ﹤0.01%
31
-243
-89% -$35.9K
BSVN icon
1392
Bank7 Corp
BSVN
$482M
$4K ﹤0.01%
233
– –
CIBR icon
1393
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
$4K ﹤0.01%
+109
New +$4.77K
CIK
1394
Credit Suisse Asset Management Income Fund
CIK
$134M
$4K ﹤0.01%
1,373
– –
CLW icon
1395
Clearwater Paper
CLW
$370M
$4K ﹤0.01%
119
– –
COLB icon
1396
Columbia Banking Systems
COLB
$8.91B
$4K ﹤0.01%
93
– –
CRH icon
1397
CRH
CRH
$67.3B
$4K ﹤0.01%
92
– –
DBEU icon
1398
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$803M
$4K ﹤0.01%
127
– –
DOCU
1399
DocuSign
DOCU
$11.4B
$4K ﹤0.01%
+20
New +$4.64K
DORM icon
1400
Dorman Products
DORM
$3.99B
$4K ﹤0.01%
42
-28
-40% -$2.79K
54 55
56
57 58

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.